Senior Lead Auditor

56672 Ameriprise India LLP; Delhi; On-site; INR 1,500,000 - 2,100,000; Full time

Job summary

Ameriprise India LLP is seeking an experienced internal audit professional to plan and execute risk and control services across audits, ensuring SOX/MAR/FDICIA compliance. The role requires leadership over projects, collaboration with control groups, and proactive management of timelines.

The ideal candidate will have 7–10 years of internal audit experience, with external audits considered an asset, and holds CA/CPA/CFA or MBA credentials.

Qualifications

• 7–10 years of relevant Internal Audit experience.
• External audits experience would be an added advantage.
• CA, CPA, CFA or MBA would be preferred.

Responsibilities

• Plan and execute portions of the Risk and Control Services plan, including audit activities and SOX/MAR/FDICIA compliance.
• Present objectives and results to management highlighting control deficiencies.
• Evaluate and improve effectiveness of risk management, control, and governance processes.
• Complete risk assessments per department standards, in moderately complex areas.
• Identify control deficiencies, assess exposure, and propose cost‑effective recommendations.
• Monitor and validate Management Action Plan status; propose closure when addressed.
• Supervise and lead assigned projects and provide leadership to peers.
• Coordinate with control groups to plan and execute work.
• Communicate/escalate challenges and roadblocks impacting timelines.

Skills

Internal Audit

Risk Management

Audit Leadership

Project Management

Education

CA/CPA/CFA/MBA

Job description

About Our Company

Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 20 years. We are part of Ameriprise Financial Inc., a US financial planning company headquartered in Minneapolis with a global presence and diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection. Be part of an inclusive, collaborative culture that rewards you for your contributions, and work with other talented individuals who share your passion for doing great work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So, if you're talented, driven and want to work for a strong, ethical company that cares, take the next step and create a career at Ameriprise India LLP.

Job Description

Plan and execute basic to complex portions of the Risk and Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities and presenting objectives and results to various levels of management. Execute on a structured approach to evaluate and improve the effectiveness of risk management, control, and governance processes. Supervise and lead assigned projects, while providing leadership to peers and others as needed in the work assigned. Manage the scope, schedule, and deliverables of assigned work.

Key Responsibilities

• Be responsible for planning and executing basic to complex portions of the Risk and Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities.
• Present work objectives and results to various levels of management that focuses on the impact of control deficiencies.
• Execute on a structured approach to evaluate and improve the effectiveness of risk management, control, and governance processes.
• Complete risk assessments in conformance with department standards, generally in moderately complex areas.
• Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.
• Monitor and validate Management Action Plan status.
• Recommend closure of Management Action Plans when actions are complete and identified deficiency has been addressed.
• Supervise and lead assigned projects.
• Provide leadership to peers and others as needed in the work assigned.
• Manage the scope, schedule, and deliverables of assigned work.
• Ensure work is completed within established timelines.
• Coordinate with the appropriate control groups in planning and executing assigned work.
• Proactively communicate/escalate challenges and roadblocks that impact ability to meet established timelines.
• Recommend changes to Risk and Control Services plan to focus efforts on risk areas and provide value to stakeholders.
• Recommend changes to Risk and Control Services processes and methodologies, as appropriate.

Required Qualifications

• Candidate must have at least 7-10 years of relevant Internal Audit Experience.
• Experience in External audits would be an added advantage.
• Preferred Qualification CA, CPA, CFA or MBA would be preferred.

In-Office Collaboration

We are a client-centric, relationship-based business. Working together, in-person, is foundational to how we achieve results. By fostering a culture of face-to-face collaboration, idea sharing, productivity and personal connection, we deliver for our stakeholders - clients, advisors, employees and shareholders. Our employees work in the office at least three (3) days per week, with flexibility to work from home two (2) days per week. Some roles may require additional in-office time or different in-office expectations, and specific requirements will be discussed during the hiring process.

Full-Time/Part-Time

Full time. Timings (2:00p-10:30p). India Business Unit AWMPO AWMP&S President's Office.

Equal Opportunity Employer

Ameriprise India LLP is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, genetic information, age, sexual orientation, gender identity, disability, military status, veteran status, marital status, pregnancy, family status or any other basis prohibited by law. We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.

Company History

Since 1894, Ameriprise Financial has helped people feel more confident about their financial future. Guided by strong values and a deep commitment to clients, we've remained a trusted leader in financial planning and advice for more than 130 years. Through our businesses, Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance & Annuities, we deliver advice, investment and protection solutions designed for long-term success. While each business brings distinct capabilities and expertise, all are united by our unwavering focus on clients and a strong financial foundation. For you, that means the opportunity to build a meaningful career in a high-performing, collaborative culture where your expertise can grow, your contributions are valued and your work can make a real impact. As a global financial services company with three complementary businesses, the breadth of our capabilities sets us apart. It also creates unique opportunities for employees to learn, collaborate and grow their careers: Ameriprise Financial: Financial planning, advice and wealth management. Columbia Threadneedle Investments: Global asset management serving individual, institutional and corporate clients. RiverSource Insurance & Annuities: Products and solutions designed to help clients protect and grow their wealth. Explore opportunities within each business and region below.