Senior Compliance Manager

ABCD Aditya Birla Capital Digital; Maharashtra; On-site; INR 900,000 - 1,500,000; Full time

Job summary

ABCD Aditya Birla Capital Digital is seeking a Compliance professional to manage regulatory matters across corporate laws, SEBI, MCA, stock exchanges and RBI. The role involves reviewing filings, coordinating with regulators, and guiding business units toward compliant decision-making.

The candidate will interact with auditors and regulators, ensuring timely and accurate submissions and keeping abreast of regulatory changes. A strong understanding of IRDAI, AMFI and SEBI obligations is essential.

Qualifications

• Experience in managing compliance for Mutual fund, AIF, PMS & Digital

Responsibilities

• Manage compliances in a timely and orderly manner in all regulatory matters under corporate laws, SEBI, MCA, stock exchanges and RBI.
• Review and file required documents, returns, and clarifications to IRDAI, AMFI, SEBI as necessary.
• Ensure timely compliance with all applicable IRDAI, AMFI, SEBI obligations, reporting, and filings.
• Collaborate with the Partnership and Legal team for compliance-related matters and contract reviews.
• Manage regulatory inquiries.
• Identify potential compliance risks, gaps in processes, or areas for improvement within the organization.
• Assist senior management and business units in making compliance-conscious decisions that align with IRDAI, AMFI, SEBI regulations.
• Obtain necessary licenses and registrations from regulators/authorities, if required.

Skills

Regulatory compliance

IRDAI compliance

SEBI compliance

Job description

Key Result Areas

Supporting Actions

Compliance Management for Insurance & investment

• Manage compliances in a timely and orderly manner in all regulatory matters under corporate laws, SEBI, MCA, stock exchanges and RBI.
• Experience in Managing compliance for Mutual fund, AIF,PMS & Digital Metal.
• Review and file required documents, returns, and clarifications to IRDAI,AMFI, SEBI as necessary.
• Ensure timely compliance with all applicable IRDAI, IRDAI,AMFI, SEBI obligations, reporting, and filings
• Collaborate with the Partnership and Legal team for compliance-related matters and contract reviews.
• Manage regulatory inquiries.
• Identify potential compliance risks, gaps in processes, or areas for improvement within the organization.
• Assist senior management and business units in making compliance-conscious decisions that align with IRDAI, IRDAI,AMFI, SEBI regulations.
• Obtain necessary licenses and registrations from regulators/authorities, if required.

Monitoring

• Monitor statutory compliances and follow up regularly with internal teams to complete filings within prescribed timelines;
• Develop guidelines, SOPs, document templates as may be required from compliance perspective and as good governance;
• Keep abreast of the regulatory changes & come up with the implementation plan

Stakeholder Management

• Interact with auditors, regulators, and other internal as well as external stakeholders.