Sr. Compliance Manager

r3 Consultant; Mumbai; On-site; INR 1,200,000 - 1,600,000; Full time

Job summary

A prominent consulting firm in Mumbai seeks a Sr. Manager – Compliance with a strong background in handling compliance for companies. The ideal candidate will have 8-10 years of relevant experience, expertise in managing compliance with various regulatory bodies, and strong proficiency in Microsoft Excel. You will be responsible for drafting, vetting agreements, managing statutory records, and ensuring timely compliance with legal regulations. Excellent English communication skills and attention to detail are essential for this role.

Qualifications

• Minimum 8-10 years of relevant experience, preferably in compliance department of insurance broking or insurance company.
• Experience with drafting and vetting agreements.
• Updated with latest compliance guidelines.

Responsibilities

• Handle all Secretarial Standards, ROC, IRDAI, and SEBI compliances.
• Draft and vet agreements to protect interests and ensure compliance.
• Registration and monitoring of trademarks and copyrights.
• Maintain in-house records including statutory registers and compliance documents.
• Update in-house compliance software regularly.
• Maintain compliance calendar and publish status.
• Stay updated with latest compliance developments and communicate to stakeholders.
• Present monthly reviews of compliance aspects.

Skills

Attention to detail

Good written and verbal English communication skills

Ability to work independently

Proficiency in Excel

Education

Qualified Company Secretary (CS)

LLB from reputed college

Bachelor's degree with minimum 75%

Tools

Microsoft Outlook

Microsoft Word

Microsoft Excel

Microsoft PowerPoint

WebEx

Job description

Location: Mumbai (Powai)

Designation: Sr. Manager – Compliance

Educational Qualification: qualified CS (ICSI), LLB from reputed college, Bachelor with 75% min

Specialization: Compliance ROC, IRDAI compliance added advantage Management Level

Roles and Responsibilities

• Handle all Secretarial Standards (SS), ROC, IRDAI & SEBI compliances on a timely & accurate manner.
• Drafting & vetting of all vendor, insurance, leave & license and other agreements & ensuring all important terms are stipulated to protect our interests & in compliance to law.
• Registration & monitoring of trademarks, copyrights, opposition of patents etc. under correct clauses.
• Maintenance of all in-house records physical and/or digital manner such as statutory registers, compliance documents, trackers, agreements, minutes / notices etc.
• Regular updation of in‑house compliance software.
• Maintenance of compliance calendar & periodically publishing the status of same.
• Responsible for all compliance of the company & stay updated with latest developments, communicate new circulars and interpretation of same to all stakeholders.
• Present monthly detailed review of all aspects of compliance.

Relevant Experience

• Preferably worked in compliance department of insurance broking or insurance company.

No of years of experience: Minimum 8-10 years

Technical Competencies

• Experience with Microsoft Outlook, Word, Excel, PowerPoint and WebEx.
• Proficiency in Excel is an essential requirement.

Behavioral Competencies

• Eye for detail, updated with latest guidelines, deadline oriented, methodical, self‑driven, solution‑oriented, can work independently, good written and verbal English communication skill.