Regulatory Reporting Sr./ Analyst

Funds-Axis Group Limited; Delhi, Chennai District; On-site; INR 1,200,000 - 2,200,000; Full time

Job summary

Funds-Axis Group Limited is seeking a Regulatory Reporting Analyst/Sr. Analyst in India, primarily NCR. You will manage regulatory reporting for a portfolio of clients, ensuring high service standards and leadership within the team.

The role emphasizes data quality, governance, and proactive client engagement. You will collaborate across teams to deliver AIFMD Annex IV reporting, derivative usage, and investment compliance, while supporting process improvements and client relations.

Qualifications

• 3-5 years of experience in AIFMD Annex IV regulatory reporting.
• Knowledge of UCITS, Prospectus Rules and Form PF.
• Proficiency in MS Office applications including strong Excel skills.
• Strong analytical skills with high attention to detail and keen in problem solving.
• Excellent organisational, interpersonal and communication skills.
• Self-driven, flexible, innovative, and adaptable team player.
• Based out of India, preferably NCR region.

Responsibilities

• Support delivery of regulatory reporting requirements to high standards for defined clients (AIFMD Annex IV, Derivative Usage, Investment Compliance).
• Perform data quality checks using internal data platform for timely reporting.
• Complete checks and audits evidencing successful completion per procedures.
• Maintain high standards of client relationship management, including calls and visits.
• Provide excellent customer service, track work via workflow tools per policies.
• Respond to client and regulator queries in line with SLA policies.
• Identify areas for automation or process improvements with Team Lead.
• Train and support team members to improve efficiency and governance.

Skills

AIFMD Annex IV

UCITS knowledge

Prospectus Rules

Form PF

MS Office

Excel

Analytical skills

Organisational skills

Communication skills

Self-driven

Tools

MS Office

Excel

Job description

Funds-Axis’ Mission is to be identified as a leading trusted provider of global funds technology to the Investment Management industry. Our Vision is to transform the industry’s approach to investment compliance, risk, and regulatory reporting by offering a highly efficient, secure, multi-modular technology platform backed up by the highest levels of expert regulatory support and service.

Our clients are leading global asset managers, administrators, and depositary banks. This market is growing strongly, reflecting increasing regulatory demands and the need for technology solutions.

Our Core Values and company culture are built on being Adaptive, Bold, Collaborative, Dedicated, and Experts in what we do, delivering excellence through innovation, trust, integrity, and exceptional service.

It is our ambition to substantially grow our business internationally over the coming years.

Overview and Purpose of the Role

The Regulatory Reporting Analyst/ Sr. Analyst will be responsible for managing a portfolio of Funds-Axis Technology client relationships in respect of regulatory reporting, ensuring delivery of a consistently high level of service to clients. You will be an adaptable team player demonstrating strong communication skills and leadership both with your team and with the wider Funds-Axis business. You will deliver operational excellence in accordance with the Company Mission and Vision, and in a manner supportive of the Funds-Axis Values and Business Culture.

Key Responsibilities

• To support the delivery of all regulatory reporting requirements to the highest possible standard for a defined list of clients. Regulatory reporting will cover:
  • AIFMD Annex IV reporting
  • Derivative Usage reporting
  • Investment Compliance
• Performance of data quality checks using internal data platform to ensure an efficient and timely delivery of regulatory reporting.
• Completion of all required checks along with relevant audits evidencing successful completion of all checks in line with Funds-Axis regulatory reporting procedures.
• To ensure the highest standard of client relationship management, attending periodic calls in line with Funds-Axis’ client governance policies, including periodic visits to client premises.
• To ensure delivery of excellent customer service, including evidencing using workflow management tools in line with Funds-Axis’ policies.
• Responding to client and regulator queries in line with Funds-Axis’ SLA policies.
• Identifying, documenting, and raising areas of process automation or improvement with the Regulatory Reporting Team Lead.
• Training and supporting team members to improve efficiencies and exercise control and governance checks.
• Other:
  • Issue/incident management and escalation.
  • Manage the day-to-day BAU investment compliance activities that include:
    • Data upload and exception investigation.
    • Governance over successful completion of processes.
    • Investigating compliance results.
    • Client daily reporting via daily dashboard.
    • Daily data quality checking in Galaxy.
    • Query resolution.
  • Publishing periodic metrics to management.
  • Participate in assigned projects/other work as required.

Requirements

• 3-5 years of experience in AIFMD Annex IV regulatory reporting.
• Knowledge of UCITS, Prospectus Rules and Form PF.
• Proficiency in MS Office applications including strong Excel skills.
• Strong analytical skills with high attention to detail and keen in problem solving.
• Excellent organisational skills, interpersonal and communication skills.
• Self-driven, flexible, innovative, and adaptable team player.
• Based out of India, preferably NCR region.

Why Choose Us?

In return for your commitment, we offer a strong remuneration package and significant opportunities to grow and develop as our business expands, including:

• 33 days’ vacation leave per annum (prorated if starting during the leave year). This includes all bank holidays/statutory days.
• Healthcare and life insurance
• Progressive maternity and paternity pay
• Work with a great team
• Travel opportunities
• Work with leading international finance companies
• First-class training package
• Excellent career progression opportunities
• Free, secure city centre parking onsite