Regulatory Compliance Senior Analyst

Accenture; Gurugram District; On-site; INR 111,600 - 167,400; Full time

Job summary

Accenture in Gurugram District is seeking a Regulatory Compliance Senior Analyst with 5 to 8 years of experience. The role involves leading operational execution of compliance and risk activities, focusing on evaluating internal controls to ensure regulatory compliance.

The ideal candidate will possess strong analytical skills, experience in audit coordination, and an ability to mentor junior team members. This position offers opportunities to drive continuous improvement and work in a dynamic environment.

Qualifications

• Graduate with advanced risk assessment skills.
• Strong analytical and investigation skills.
• Ability to identify errors, gaps, and process deviations.

Responsibilities

• Lead risk event investigation and root cause analysis.
• Perform audits on the maker’s output to identify errors.
• Coordinate audit evidence validation.
• Produce trend analysis and hotspot reports.
• Mentor junior team members.

Skills

Advanced risk assessment skills

Audit coordination expertise

Policy interpretation

Trend analysis and reporting

Financial crime/compliance knowledge

Stakeholder management

Quality assurance mindset

Verbal and written communication skills

Experience with IT and Automation

MS Excel skills

Presentation skills

Change management

Education

Bachelor's degree with Finance specialization

Job description

Skill Required

Control Testing - Agile testing

Designation

Regulatory Compliance Senior Analyst

Qualifications

• B.B.M/Bachelor of Information systems and Management/Bachelor’s degree with Finance specialization

Years of Experience

5 to 8 years

Job Overview

Senior Analyst role leading operational execution of 1LoD activities with increased accountability for quality, compliance, reporting and stakeholder engagement. Control Testing involves evaluating the effectiveness of internal controls within an organization. This process checks whether controls are working as intended to prevent errors, fraud, and ensure compliance with regulations. The goal is to identify weaknesses and improve the reliability of financial reporting, operational & ITGC processes to ensure audit readiness. Conduct testing tasks within Agile models and integration processes and manage development sprints.

Qualifications and Experience

• Graduate with advanced risk assessment skills
• Audit coordination expertise
• Policy interpretation
• Trend analysis and reporting
• Financial crime/compliance knowledge
• Stakeholder management
• Quality assurance mindset
• Sound verbal and written communication skills
• Experience with IT and Automation would be added advantage
• Strong MS Excel skills
• Strong Presentation skills
• Willingness to work flexible hours, as necessary, to meet monthly and quarterly deliverable deadlines and to provide extended-hour customer service support
• A willingness to challenge status quo and drive continuous improvement through change

Roles and Responsibilities

• Lead risk event investigation and root cause analysis
• Ability to perform audits on the maker’s output to identify errors, control gaps and compliance breaches. Provide feedback to analysts and Team leaders. Track quality trends and recurring issues. Support calibration sessions and quality governance. Ensure adherence to regulatory and internal standards.
• Coordinate audit evidence validation
• Execute conformance reviews
• Produce trend analysis and hotspot reports
• Support client/trustee engagement activities
• Review and validate financial crime controls
• Mentor junior team members
• Data proficiency visualization and BI
• Strong analytical & investigation skills
• Ability to identify errors, gaps and process deviations
• Change management
• Responsible for updating / upgrade of training manuals and DTPs/SOPs

Equal Employment Opportunity Statement

All employment decisions shall be made without regard to age, race, creed, color, religion, sex, national origin, ancestry, disability status, veteran status, sexual orientation, gender identity or expression, genetic information, marital status, citizenship status or any other basis as protected by federal, state, or local law.