Regulatory Auditor

SISA; Mumbai; On-site; INR 1,200,000 - 2,000,000; Full time

Job summary

SISA is seeking a high-calibre Regulatory Auditor with deep experience in India's regulatory landscape to perform regulatory compliance audits for financial sector clients.

You will translate regulatory circulars into actionable controls, lead end-to-end audits, assess gaps against RBI, SEBI, IRDAI, UIDAI, and other requirements, and report findings to CXOs and regulators. This role demands strong interpretation, structured audit execution, and excellent stakeholder management.

Qualifications

• Experience with regulatory audits / IT governance assessments.
• Ability to interpret circulars and derive obligations.
• Strong documentation, analytical and stakeholder management skills.
• Experience in banking, financial services, insurance or fintech is preferred.

Responsibilities

• Interpret regulatory circulars and translate into control frameworks and audit checkpoints.
• Execute end-to-end regulatory audits: scoping, risk assessment, fieldwork, evidence validation, reporting, and closure tracking.
• Conduct gap assessments against RBI, SEBI, IRDAI, UIDAI, and other requirements.
• Validate control effectiveness through structured evidence review.
• Draft high-quality audit reports and management-ready observations.
• Support client responses to regulatory queries and inspections.
• Engage with CXOs, compliance heads, IT teams, and regulators.
• Manage timelines, deliverables, and stakeholder expectations across engagements.

Skills

Regulatory framework knowledge (RBI,SE

Regulatory/audit experience

Circular interpretation & compliance

Documentation, analytics & stakeholder

Education

CISA

ISO/IEC 27001 Lead Auditor

Job description

Role Summary

We are looking for a high-calibre Regulatory Auditor with strong expertise in the Indian regulatory ecosystem (RBI, SEBI, IRDAI, UIDAI, etc.) to execute regulatory compliance audits for financial sector clients. The role demands strong regulatory interpretation capability, structured audit execution, and the ability to translate regulatory circulars into measurable, testable controls.

Key Responsibilities

• Interpret regulatory circulars, master directions, and supervisory advisories and translate them into control

frameworks and audit checkpoints.

• Execute end-to-end regulatory audits: scoping, risk assessment, fieldwork, evidence validation, reporting,

and closure tracking.

• Conduct gap assessments against RBI, SEBI, IRDAI, UIDAI, and other applicable regulatory requirements.
• Validate control effectiveness through structured evidence review.
• Draft high-quality audit reports and management-ready observations.
• Support client responses to regulatory queries and supervisory inspections.
• Engage confidently with CXOs, compliance heads, IT teams, and regulators.
• Manage timelines, deliverables, and stakeholder expectations across engagements.

Required Expertise

• Strong understanding of Indian regulatory frameworks (RBI, SEBI, IRDAI, UIDAI).
• Experience in regulatory audits / IS audits / IT governance assessments.
• Ability to independently interpret circulars and derive compliance obligations.
• Strong documentation, analytical, and stakeholder management skills.

Certifications (Mandatory – at least one)

• CISA
• ISO/IEC 27001 Lead Auditor

Preferred Background

Experience in banking, financial services, insurance, fintech, or other regulated entities