Regulatory Auditor

SISA Information Security Pvt Ltd; Bengaluru; On-site; INR 1,400,000 - 2,200,000; Full time

Job summary

Sisainfosec is seeking a high-calibre Regulatory Auditor with expertise in India's regulatory ecosystem. You will translate regulatory circulars into tangible controls, lead end-to-end audits, and engage CXOs and regulators to drive compliant outcomes.

The role requires interpreting circulars, performing risk-based audits, documenting findings, and delivering clear management observations across financial sector engagements.

Qualifications

• Interpret RBI/SEBI/IRDAI/UIDAI circulars and derive obligations.
• Experience in regulatory audits / IS audits / IT governance assessments.
• Strong documentation, analytical, and stakeholder skills.

Responsibilities

• Interpret regulatory circulars, master directions, and advisories into control frameworks and audit checkpoints.
• Execute end-to-end regulatory audits: scoping, risk assessment, fieldwork, evidence validation, reporting, closure tracking.
• Conduct gap assessments against RBI, SEBI, IRDAI, UIDAI, and other regulatory requirements.
• Validate control effectiveness through structured evidence review.
• Draft high-quality audit reports and management-ready observations.
• Engage with CXOs, compliance heads, IT teams, and regulators.
• Manage timelines, deliverables, and stakeholder expectations across engagements.

Skills

Regulatory audits

IT governance

Regulatory interpretation

Stakeholder management

Documentation

Risk assessment

Education

CISA

Job description

We are looking for a high-calibre Regulatory Auditor with strong expertise in the Indian regulatory ecosystem

(RBI, SEBI, IRDAI, UIDAI, etc.) to execute regulatory compliance audits for financial sector clients. The role

demands strong regulatory interpretation capability, structured audit execution, and the ability to translate

regulatory circulars into measurable, testable controls.

Key Responsibilities

• Interpret regulatory circulars, master directions, and supervisory advisories and translate them into control
• frameworks and audit checkpoints.
• Execute end-to-end regulatory audits: scoping, risk assessment, fieldwork, evidence validation, reporting,
• and closure tracking.
• Conduct gap assessments against RBI, SEBI, IRDAI, UIDAI, and other applicable regulatory requirements.
• Validate control effectiveness through structured evidence review.
• Draft high-quality audit reports and management-ready observations.
• Support client responses to regulatory queries and supervisory inspections.
• Engage confidently with CXOs, compliance heads, IT teams, and regulators.
• Manage timelines, deliverables, and stakeholder expectations across engagements.

Required Expertise

• Strong understanding of Indian regulatory frameworks (RBI, SEBI, IRDAI, UIDAI).
• Experience in regulatory audits / IS audits / IT governance assessments.
• Ability to independently interpret circulars and derive compliance obligations.
• Strong documentation, analytical, and stakeholder management skills.

Certifications (Mandatory – at least one)

• CISA

Preferred Background

Experience in banking, financial services, insurance, fintech, or other regulated entities