Regulatory Assurance Analyst - Securities Services and Custody

Capco Technologies Pvt Ltd; Bengaluru; On-site; INR 2,500,000 - 4,000,000; Full time

Job summary

Capco Technologies Pvt Ltd, part of Capco, a Wipro company, seeks a Regulatory Assurance Analyst specializing in Reference Data for Securities Services & Custody in Bengaluru. The role emphasizes bridging product development with client needs and front-office data usage.

You will lead high-impact data initiatives, manage agile teams, and ensure timely delivery of data platform enhancements across Instruments, Calendar and Ratings domains.

Qualifications

• 8-10 years of experience in product management in a banking or financial services environment.
• Experience building and executing database queries with DBeaver or PostgreSQL.
• Hands-on Agile experience in large complex global project teams.
• SME knowledge of the operational processes supporting Derivative Documentation.
• Experience with regulatory reporting requirements is an advantage.
• Ability to map business processes to technology flows and perform end-to-end reviews.
• Strong problem solving and stakeholder management skills.

Responsibilities

• Lead reference data product initiatives for Instrument, Calendar and Ratings domains.
• Bridge product development with client needs and front-office executions.
• Manage backlogs and sprints using JIRA/Confluence.
• Deliver re-platforming of Instruments, Calendar and Ratings as per timelines.
• Create and maintain product metrics and present them to Portfolio lead at regular intervals.

Skills

Product management

Agile

SQL

Stakeholder management

Leadership

Tools

DBeaver

PostgreSQL

Job description

Reference Data Job Title: Regulatory Assurance Analyst – Securities Services & Custody

About Us “Capco, a Wipro company, is a global technology and management consulting firm. Awarded with Consultancy of the year in the British Bank Award and has been ranked Top 100 Best Companies for Women in India 2022 by Avtar & Seramount . With our presence across 32 cities across globe, we support 100+ clients across banking, financial and Energy sectors. We are recognized for our deep transformation execution and delivery.

WHY JOIN CAPCO?

You will work on engaging projects with the largest international and local banks, insurance companies, payment service providers and other key players in the industry. The projects that will transform the financial services industry.

MAKE AN IMPACT

Innovative thinking, delivery excellence and thought leadership to help our clients transform their business. Together with our clients and industry partners, we deliver disruptive work that is changing energy and financial services.

#BEYOURSELFATWORK

Capco has a tolerant, open culture that values diversity, inclusivity, and creativity.

CAREER ADVANCEMENT

With no forced hierarchy at Capco, everyone has the opportunity to grow as we grow, taking their career into their own hands.

DIVERSITY & INCLUSION

We believe that diversity of people and perspective gives us a competitive advantage.

MAKE AN IMPACT

Location: Bangalore Only

Role Purpose (overall high level summary of the role)

Subject Matter Expert on financial products, bridging the gap between product development, client needs, and front-office executions across Instrument, Calendar and Ratings domain data to drive consumer adoptions to trusted source.

Governance and Committee Memberships (membership of ExCos, Risk Management Meeting)

N/A.

Principal Accountabilities and Responsibilities (e.g., for Business, Customers and Stakeholders; internal control environment, etc.)

• Having profound knowledge of reference data (Instrument) provided by market data vendors (Bloomberg, LSEG, ICE, Six Telcurs)
• Initiate and then implement high-impact quality projects leading to operational efficiency and higher productivity (Within Six Sigma, Lean process improvement methodology)
• Deliver the Re-platforming of Instruments, Calendar and Ratings as per timelines agreed
• Manage the escalations and monitor the backlog items in the JIRA / Confluence
• Prioritize the book of work for Reference data and manage the sprints to ensure delivery
• Create and maintain product metrics and present them to Portfolio lead at regular intervals

Functional Knowledge

• 8-10 years of experience in product management in a banking or financial services environment
• Knowledge in building and executing database queries using tools such as DBeaver, PostgreSQL etc.
• Hands on experience of implementing and managing Agile ways of working for large complex global project teams
• SME knowledge of the operational processes supporting the creation and management of Derivative Documentation
• Experience of dealing with trade and transaction regulatory reporting requirements will be an additional advantage
• Ability to define, document and analyse business process flows and impact on technology flows, and perform E2E business process reviews
• Excellent problem solving skills particularly around product development and customer success.
• Excellent stakeholder management, communication and leadership skills

Experience Level Senior Level