Process Associate

IN553 Guidehouse India Pvt Ltd; Thiruvananthapuram; Vor Ort; INR 600.000 - 900.000; Vollzeit

Zusammenfassung

Guidehouse in Thiruvananthapuram is seeking a Market Surveillance Analyst to join the Global Compliance Department. The role focuses on detecting insider trading, market abuse, and policy violations through advanced surveillance tools and investigations.

You will handle surveillance alerts, ad-hoc inquiries, and project work to build out surveillance parameters, working with strategy groups, Engineering, and global teams.

Qualifikationen

• Bachelor’s degree required with 1–2 years’ experience in capital markets or related field.
• Advanced Excel and PowerPoint skills with experience handling large data sets.
• Knowledge of fixed-income, equities, and derivatives is desirable.

Aufgaben

• Identify potential insider trading, information barrier, and market manipulation scenarios via analyzing trading alerts.
• Research market-moving events, create market color, and develop recommendations.
• Investigate trading issues flagged by business units across Global Markets, Banking, and Asset & Wealth Management.
• Collaborate with Strategy, Engineering, and Technology on automated surveillance models and outputs.
• Coordinate with Anti-Money Laundering groups on investigations and potential SAR filings.
• Lead ad-hoc projects around market-moving news events and enhance controls of the surveillance program.

Kenntnisse

MS Excel

PowerPoint

Data analysis

Industry knowledge

Ausbildung

Bachelor’s Degree

Tools

Bloomberg

Reuters

Jobbeschreibung

Job Family: GIC Process (India) Travel Required: None Clearance Required: None

What You Will Do:

The Market Surveillance Compliance team sits within the Global Compliance Department. The team strives to detect potential insider trading, market abuse, violations of regulations and policies related to information barriers, and/or violations of firmwide trading policies through established advanced technology-based trading surveillances. Market Surveillance focuses on establishing surveillances to cover all business units globally. The opportunity within Market Surveillance exists in the Trivandrum office and will focus on surveillance alerts, ad-hoc investigations arising from internal escalations and regulatory inquiries, as well as project-based work on building out trade-surveillance parameters underpinning new surveillance technologies.

Key Responsibilities

• Identify potential insider trading, information barrier, and market manipulation scenarios through investigations and analysis of trading alerts.
• Research market-moving events and create market color, conduct an analysis of the trading in the context of this market color, develop and support a recommendation.
• Investigate potential trading issues flagged by the business units, such as the Global Markets & Banking and Asset and Wealth Management segments.
• Liaise with strategy groups, Engineering, and Technology in the development, review, and testing of new/existing automated surveillance models and output.
• Coordinate with the Anti-Money Laundering Group globally on trading-related investigations and potential escalations which may result in the filing of Suspicious Activity Reports (SAR).
• Pursue ad-hoc projects related to trading around market-moving news events such as drug trials, merger & acquisition announcements, offerings, corporate accounting scandals, etc.
• Participate and potentially lead working groups that focus on enhancing controls/quality of the trade surveillance program.

What You Will Need:

• Bachelor’s Degree 1-2 years’ experience/working knowledge of many different product types e.g. fixed-income securities, equity options, and other derivatives such as CDSs and CFDs
• Advanced MS Excel and PowerPoint skills (Pivot tables, VLOOKUP, experience with large data sets, proficient in data manipulation and presentation)

What Would Be Nice To Have:

• Proficiency with Bloomberg, Reuters and other market data tools and aptitude for research
• Interest in capital markets, current events, and financial news
• Ability to identify and draft a narrative explaining trading strategies
• Strong communication skills, comfort developing recommendations and supporting it by presenting and explaining analysis
• Team player with great attitude and work ethic
• Ability to multi-task on several different assignments/projects
• Interest in working on a global team dealing with global businesses

What We Offer:

Guidehouse offers a comprehensive, total rewards package that includes competitive compensation and a flexible benefits package that reflects our commitment to creating a diverse and supportive workplace.

About Guidehouse

Guidehouse is an Equal Opportunity Employer- Protected Veterans, Individuals with Disabilities or any other basis protected by law, ordinance, or regulation. Guidehouse will consider for employment qualified applicants with criminal histories in a manner consistent with the requirements of applicable law or ordinance including the Fair Chance Ordinance of Los Angeles and San Francisco.

All communication regarding recruitment for a Guidehouse position will be sent from Guidehouse email domains including @guidehouse.com or [e-mail]. Correspondence received by an applicant from any other domain should be considered unauthorized and will not be honored by Guidehouse. Guidehouse is not responsible for losses incurred (monetary or otherwise) from an applicant’s dealings with unauthorized third parties. Guidehouse does not accept unsolicited resumes through or from search firms or staffing agencies. All unsolicited resumes will be considered the property of Guidehouse and Guidehouse will not be obligated to pay a placement fee.

Guidehouse is a global AI-led professional services firm delivering advisory, technology, and managed services to the commercial and government sectors. With an integrated business technology approach, Guidehouse drives efficiency and resilience in the healthcare, financial services, energy, infrastructure, and national security markets. Built to help clients across industries outwit complexity, the firm brings together approximately 18,000 professionals to achieve lasting impact and shape a meaningful future. guidehouse.com