Principal Officer GIFT City AMC

Intellectual Capital HR Consulting Pvt. Ltd.; Ahmedabad District; Sur place; INR 1 800 000 - 3 000 000; Plein temps

Résumé du poste

Intellectual Capital HR Consulting Pvt. Ltd. seeks a Principal Officer for GIFT City to oversee regulatory compliance and AMC operations. The role combines fund management responsibilities with regulatory leadership across Indian and US markets.

The candidate will manage IFSCA filings, AML/CFT, KYC, and FATCA/CRS, while also guiding investment research and portfolio strategy aligned to cross-border opportunities. On-site role in GIFT City, with a focus on rigorous governance.

Qualifications

• Postgraduate qualifications in Finance, Law or Commerce or professional equivalents (MBA, CA, CFA).
• Minimum 5+ years in securities markets, fund management, AMC, PMS, wealth management, or regulatory roles.
• Must meet IFSCA "Fit & Proper" criteria.

Responsabilités

• AMC Operations & Custodian Management: oversee cross-border trade execution, allocation, and settlements; coordinate with custodians, fund accountants, RTAs and AMCs.
• IFSCA Regulatory & Statutory Compliance: act as designated Principal Officer for IFSCA and GIFT SEZ; coordinate audits and regulatory notices.
• Investment Research & Analysis: monitor macro trends across US and Indian markets; conduct fundamental analysis and earnings tracking to produce investment notes.

Connaissances

Regulatory knowledge (IFSCA/SEBI)

Excel

Financial modeling

PMS/trading systems

AML norms

Formation

Postgraduate in Finance, Law, or Commerce; MBA (Finance); CA; CFA

Outils

PMS/trading systems

Description du poste

Role & responsibilities

Principal Officer GIFT City (AMC)

Industry: Asset Management (AMC) | Wealth Management | Multi-Family Office

Location: GIFT City, Gandhinagar, Gujarat

Job Type: Full-Time (On-site)

CTC: TBD (Commensurate with experience)

Role Overview

The Principal Officer will serve as the designated statutory lead overseeing regulatory, compliance, and operational requirements for the company’s IFSCA-registered Fund Management Entity at GIFT City. This dual-function role combines AMC/Fund Operations & Regulatory Compliance with Fundamental Research & Portfolio Strategy across Indian and US markets.

Key Responsibilities

1. AMC Operations & Custodian Management

• Trade Execution & Allocation: Oversee cross-border trade execution (US and Indian products), rebalancing, and lot-level allocations across fund/PMS schemes.
• Ecosystem Coordination: Act as the primary operational contact for custodians, fund accountants, RTAs, and partner AMCs for settlements, reconciliations, and reporting.

2. IFSCA Regulatory & Statutory Compliance

• Regulatory Interface: Serve as the designated Principal Officer for IFSCA, GIFT SEZ, and statutory auditors; coordinate audits, inspections, and regulatory notices.
• Filings & Frameworks: Manage periodic statutory filings, maintain compliance calendars, and enforce AML/CFT, KYC, and FATCA/CRS frameworks under IFSCA guidelines.

3. Investment Research & Analysis

• Macro Insights: Monitor macroeconomic trends, interest rate decisions, and central bank policies across US and Indian markets.
• Company Coverage: Conduct fundamental analysis, quarterly earnings tracking, financial modeling, and strategic corporate action evaluations to produce actionable investment notes.

Preferred Candidate Profile

• Education: Postgraduate in Finance, Law, Commerce, MBA (Finance), CA, or CFA.
• Experience: Minimum 5+ years in securities markets, fund management, AMC, PMS, wealth management, or regulatory functions; must meet IFSCA "Fit & Proper" criteria.
• Skills: Strong knowledge of IFSCA/SEBI regulations and AML norms; proficiency in Excel, financial modeling, and PMS/trading systems.

Key Highlights

• Low organizational hierarchy with direct access to senior leadership.
• High growth potential in India’s primary international financial