Legal Manager

CA Monk; Mumbai; On-site; INR 900,000 - 1,500,000; Full time

Job summary

CA Monk in Mumbai seeks a dedicated Legal Manager specializing in Regulatory Compliance to lead the firm's compliance program within the asset management space. This role demands strong knowledge of securities laws, governance, and data protection, with the ability to communicate complex legal concepts clearly.

Responsibilities include developing compliance policies, conducting audits, advising on regulatory issues, coordinating with internal teams, preparing filings, and training staff to

Qualifications

• LLB and CS qualification required.
• 2–4 years regulatory compliance experience in financial services.
• Strong understanding of regulatory frameworks and compliance standards.
• Excellent analytical and organizational skills.
• Ability to explain complex legal concepts to non-legal stakeholders.
• Proficiency in drafting compliance reports.
• Collaborative team player.

Responsibilities

• Develop and implement compliance policies aligned with regulatory requirements and industry best practices.
• Conduct audits and risk assessments to identify potential risks and ensure adherence to legal standards.
• Provide regulatory advice on investment regulations, corporate governance, and data protection.
• Collaborate with internal teams to ensure compliance across all business operations.
• Monitor changes in regulations and advise senior management accordingly.
• Prepare and submit regulatory filings, reports, and documentation as required by authorities.
• Facilitate training sessions for staff on compliance matters.
• Act as the primary point of contact for regulatory bodies.

Skills

Regulatory compliance

Legal drafting

Stakeholder communication

Regulatory reporting

Education

LLB + CS qualifications

Job description

Job Description:

Hiring for an Asset Management Company || Mumbai

About the Company:

We are at the forefront of financial innovation, providing tailored investment solutions that empower our clients to achieve their financial goals. As a rapidly growing firm based in Mumbai, we pride ourselves on our commitment to excellence, transparency, and compliance.

About the Role:

We are currently seeking a dedicated and skilled Legal Manager specializing in Regulatory Compliance to join our dynamic team. This is an exciting opportunity for a professional who is eager to contribute to a vibrant culture while navigating the complexities of the regulatory landscape.

Responsibilities:

• Develop and implement compliance policies and procedures that align with regulatory requirements and industry best practices.
• Conduct thorough compliance audits and assessments to identify potential risks and ensure adherence to legal standards.
• Provide expert legal advice on regulatory issues, including but not limited to investment regulations, corporate governance, and data protection.
• Collaborate with various internal teams to ensure compliance across all business operations and processes.
• Monitor changes in regulations and assess their impact on the company’s operations, advising senior management accordingly.
• Prepare and submit regulatory filings, reports, and documentation as required by local and international authorities.
• Facilitate training sessions for staff on compliance matters, fostering a culture of integrity and accountability.
• Act as the primary point of contact for regulatory bodies and manage communications effectively.

Qualifications:

• Bachelor’s degree in Law (LLB) and a Company Secretary (CS) qualification.
• A minimum of 2-4 years of experience in regulatory compliance within the financial services or investment sector.
• Strong understanding of relevant regulatory frameworks and compliance standards.
• Excellent analytical, problem-solving, and organizational skills.
• Ability to communicate complex legal concepts clearly and succinctly to non-legal stakeholders.
• Proficiency in drafting legal documents and compliance reports.
• Strong interpersonal skills with a collaborative approach to working in a team environment.

Preferred Skills

• Experience in handling compliance matters specific to private equity or venture capital.
• Familiarity with international regulatory standards and practices.
• Certification in compliance or risk management (e.g., CRCM, CAMS).

Pay range and compensation package

We offer a competitive salary package of up to 15 LPA, along with a range of benefits designed to support your well-being.

Equal Opportunity Statement

We believe in nurturing talent and fostering growth. We provide a supportive environment that encourages continuous learning and professional development. You will have the opportunity to work alongside industry leaders and gain valuable insights into the regulatory landscape. Our company culture promotes collaboration, innovation, and a commitment to excellence, making it an ideal place for passionate professionals who are eager to make an impact.