Financial Services Auditor

Northern Trust Corp; Bengaluru; On-site; INR 900,000 - 1,500,000; Full time

Job summary

Northern Trust in Bengaluru seeks a Senior Auditor to join our global wealth management and asset servicing teams. You will lead audits, staff engagements, and provide independent oversight, ensuring effective controls and regulatory alignment.

Ideal candidates have a college degree and relevant auditing experience in financial institutions or public accounting within financial services, with strong analytical and reporting skills.

Qualifications

• Knowledge of auditing in the financial services industry.
• Basic accounting principles relevant to audits.
• Analytical and organizational skills.
• Strong report writing and documentation skills.

Responsibilities

• Lead audits and staffing audits across engagements.
• Stay current on regulatory rules and changes.
• Manage and perform special projects as assigned.
• Present findings and recommendations to business units.
• Ensure proper audit controls across processes and systems.

Education

College/University degree in a related field

Job description

Auditor

About Northern Trust As a global leader in innovative wealth management, asset servicing, asset management and banking services, Northern Trust (Nasdaq: NTRS) is proud to guide the world’s most successful individuals, families, corporations and institutions. Since 1889, we have aligned our efforts with our three guiding Principles That Endure: Service, Expertise, and Integrity. Together, they reflect the three cornerstones of business conduct which we strive to instill in our employees, whom we call partners, and to provide to our clients and the communities we serve worldwide. With more than 135 years of financial experience and over 24,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.

Major Duties :

• Functions in various roles on audit engagements, including leading audits, staffing audits and providing consulting or oversight functions based on the needs of the team
• Responsible for staying current on regulatory rules and changes within the industry
• Manages and performs special projects as assigned
• Participates in meetings with business unit to discuss audit results
• Communicates with partners at all levels, developing and presenting recommendations on operations and controls for the business unit
• Utilizes understanding of various Corporate units to ensure operations, services, and systems have proper audit controls in place (i.e., design of the control environment)
• Evaluates corporate management, business processes, business controls and operating practices during audits and consulting/monitoring engagements
• Applies analytical skills to review information and determine potential control weaknesses
• Develops a thorough understanding of the Northern Trust Audit Methodology and adheres to all applicable Department Standards
• Completes and compiles a high quality summary of findings and recommendations for review in a concise and professional manner

Knowledge :

• Knowledge of auditing in the financial services industry and basic accounting principles and related work experience
• Professional certifications (e.g., CPA, CISA, CIA, ACA, ACCA) and/or an MBA along with demonstrated technical abilities in select areas (e.g., accounting, regulatory compliance, etc.) are preferred
• Analytical and organizational skills are necessary to conduct audits
• Strong report writing and workpaper documentation skills

Experience :

A College or University degree and auditing and/or systems experience in a financial institution or similar public accounting experience in the financial services industry is preferred.

Working with Us

As a Northern Trust partner, you will be part of a flexible and collaborative work culture, which has a strong history of financial strength and stability. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to an inclusive workplace and assisting the communities we serve. Philanthropy is deeply rooted in Northern Trust’s history and is an essential element of our culture. Employees around the world give their time and talent to work for the greater good of their communities.

Reasonable Accommodation

Northern Trust is committed to working with and providing adjustments to individuals with health conditions and disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at [e-mail] or alternatively you can discuss your individual requirements with the recruiter you are working with.

About Our Bangalore Office

The Northern Trust Bangalore office, established in 2005, is home to over 5,600 employees. In this stunning office space, we offer fantastic amenities which include our Arrival Hub - Jungle, the GameZone, and the Employee Experience Zone that appeal to both clients and employees. Learn more.

Experience Level Senior Level