Equity Trader

Apex Services; Khordha, Kolkata District, Raipur; On-site; INR 360,000 - 600,000; Full time

Benefits offered by this job

Incentives

Other benefits

Job summary

APEX SERVICES is seeking a Relationship Manager/Equity Dealer with 1+ year in equities to acquire clients, advise on equity products and execute trades, while ensuring SEBI compliance.

You will conduct portfolio reviews and stay informed on market conditions, aiming to meet clients’ financial goals and risk profiles. A graduate or postgraduate in finance is preferred, with NISM 8 certification required.

Qualifications

• Bachelor’s or master’s degree with minimum 1 year of experience in equities.
• Understand client financial goals, risk profile and investment horizon.
• Adhere to SEBI regulations and suitability norms.

Responsibilities

• Acquire new clients with margins.
• Advise clients on equity, derivatives, mutual funds, bonds and other securities.
• Understand client goals, risk, and horizon before recommendations.
• Execute trades and portfolio actions per advisory strategy.
• Provide regular portfolio reviews and market updates.
• Ensure adherence to SEBI regulations and internal policies.
• NISM 8 certification is mandatory.

Skills

Client acquisition

Equities advisory

Investment products

Portfolio reviews

Regulatory compliance

NISM 8 certification

Education

Graduate or Postgraduate (Equities)

Job description

Dear Candidate,

Greetings From "APEX SERVICES"

Designation- Assistant manager/Deputy manager

Role- Relationship Manager/Equity Dealer

CTC- upto-6 LPA + incentive + Other benefit

ROLES & RESPONSIBILITIES:

• 1. Acquisition of new clients with margins.
• 2. Advise clients on equity, derivatives, mutual funds, bonds and other approved securities products.
• 3. Understand client financial goals, risk profile, and investment horizon before recommendations.
• 4. Execute trades and portfolio actions based on advisory strategy and market conditions.
• 5. Conduct regular portfolio reviews and provide clear market and performance updates.
• 6. Ensure strict adherence to SEBI regulations, internal policies and suitability norms.
• 7. NISM 8 certification is mandatory
• 8. Graduate / Post graduate with minimum 1 yr exp in Equities.