Electronic Communication Surveillance Analyst

Millennium Consulting; Bengaluru; On-site; INR 900,000 - 1,200,000; Full time

Job summary

Millennium Consulting in Bengaluru, India seeks an Electronic Communications Surveillance Analyst to monitor electronic communications and trading surveillance reviews, focusing on insider trading and market manipulation. You will analyze alerts, assist investigations, and work with regulatory inquiries while drafting compliance policies. Prior surveillance experience in financial services and knowledge of APAC markets preferred.

Qualifications

• Bachelor’s degree in finance, economics or a related field is preferred.
• 3+ years of experience in surveillance or related roles at banks, regulators or buy-side is ideal.
• Experience in securities/trading industries and enthusiasm for trading markets.
• Knowledge of APAC financial markets preferred.
• Experience with third-party surveillance platforms.

Responsibilities

• General electronic communications and trading surveillance reviews, including focus on potential insider trading and market manipulation.
• Monitor daily surveillance reports using exception reports and other tools.
• Review surveillance alerts, conduct analysis and elevate findings as needed.
• Assist investigation and handling of MNPI and inadvertent disclosures.
• Assist with regulatory examinations, inquiries, investigations, and projects as needed.
• Draft and amend compliance policies and procedures.
• Undertake special compliance projects involving various inter-department stakeholders.

Skills

Surveillance analytics

Regulatory knowledge

Attention to detail

Written & verbal communication

Research skills

Education

Bachelor's degree in finance/Economics or related field

Tools

Surveillance platforms

Job description

Electronic Communications Surveillance Analyst

Responsibilities

• General electronic communications and trading surveillance reviews, including focus on potential insider trading and market manipulation.
• Monitor daily surveillance reports using exception reports and other tools.
• Review surveillance alerts, conduct analysis and elevate findings as needed.
• Assist the investigation and handling of the inadvertent receipt of material non-public information (MNPI).
• Assist with regulatory examinations, inquiries, investigations, and projects, as necessary.
• Draft and amend compliance related policies and procedures.
• Undertake special compliance related projects involving various inter-department stakeholders.

Qualifications

• Bachelor's degree in finance, Economics or a related field is preferred, with a strong academic record.
• 3+ years of experience; prior surveillance or related experience at regulatory authority, bank/broker or buy-side is ideal.
• Experience in the securities and trading industry preferred, enthusiasm for trading markets.
• Knowledge of APAC financial markets preferred.
• Previous experience working with third-party surveillance platforms.
• Exceptional written, analytical, and research skills and the ability to apply both quantitative and qualitative analysis.
• Strong attention to detail, organization, and effective communication skills, both verbal and written.
• Ability to work effectively and independently with all levels of management and staff.