Assistant Manager - Surveillance and AML

Phillipcapital; Mumbai; Hybrid; INR 600,000 - 900,000; Full time

Job summary

Phillipcapital in Mumbai seeks an Assistant Manager - Surveillance to reinforce the AML and surveillance team. The role targets detecting unethical trading practices, FATF/IRA reporting, and reviewing alerts across multiple sources to ensure compliance.

The candidate will lead AML training, drive ongoing improvements, and support surveillance policy maintenance and incident handling with emphasis on accuracy and discretion.

Qualifications

• Graduate degree required.
• Proficiency with Microsoft Excel, PowerPoint and Word.
• Good verbal and written English communication skills.

Responsibilities

• Detect unethical trading practices and fraud, including ML and insider trading.
• FATF and IRA reporting responsibilities.
• Analyze alerts from exchanges, DP, internal systems, KYC and financial reviews.
• Handle STR reporting and Trackwizz application management.
• Conduct AML training for employees periodically.
• Drive innovation and continuous improvement in surveillance functions.
• Support and maintain AML policy and surveillance processes.

Skills

Excel

PowerPoint

English communication

Education

Graduate

Tools

Trackwizz

Job description

Role & responsibilities

Designation: Assistant Manager - Surveillance

Job Description:

1) To detect unethical trading practice including fraud, ML, Insider trading.

2) FATF & IRA reporting.

3) Analyzing exchanges \ DP \ Internal & screening alerts generated by reviewing call records, Ledger , Scrip, KYC, Financial Etc

4) STR Reporting & handling Trackwizz application.

5) Conducting AML training of employee periodically.

6) To drive innovation & continuous improvement in surveillance function.

7) Support \ Maintain surveillance & AML policy.

Qualification required

1. Graduate.
2. Proficiency Microsoft Excel, Power Point & Word.
3. Working knowledge of verbal & written English communication.

Experience:

1. 2 Years or more in Surveillance \ Audit \ Inspection \ Operations area.
2. Basic understanding and knowledge of trading mechanism across different financial instrument.