DP Operation Trade Settlement

Shriram Financial Services Pvt Ltd; Mumbai; On-site; INR 600,000 - 1,200,000; Full time

Job summary

Way2 Wealth in Mumbai seeks a DP Operations & Trade Settlement Executive to handle day-to-day DP operations, demat account opening and maintenance, and ensure timely settlement of trades.

The role requires strong MS Excel skills, keen attention to detail, and coordination with NSDL/CDSL, exchanges, and internal teams to maintain compliance with SEBI and depository guidelines.

Qualifications

• Graduate in Commerce, Finance, or related field.
• Knowledge of DP operations, demat processes, and trade settlement.
• Familiarity with NSDL/CDSL and stock exchange settlement procedures.
• Strong analytical and MS Excel skills, with good reconciliation ability.
• Regulatory and compliance awareness.

Responsibilities

• Handle day-to-day DP operations including demat account opening and maintenance.
• Process demat/remat requests, off-market transfers, and pledges.
• Manage trade settlement activities including pay-in/pay-out of funds and securities.
• Reconcile client securities balances and settlement obligations.
• Coordinate with exchanges, NSDL/CDSL, clearing corporations, and internal teams.
• Ensure timely settlement and resolve discrepancies.
• Maintain records and ensure SEBI and depository compliance.
• Handle client queries related to demat accounts and settlements.

Skills

DP operations

Trade settlement

MS Excel

Coordination skills

Attention to detail

Education

Graduate in Commerce/Finance or related field

Job description

We are looking for suitable candidates for the below-mentioned role.

Interested candidates are requested to share their updated resumes at [e-mail].

Job Description DP Operations & Trade Settlement Executive

Department: Operations
Industry: Stock Broking / Financial Services
Experience: 25 Years

Job Responsibilities

• Handle day-to-day Depository Participant (DP) operations, including demat account opening and maintenance.
• Process demat and remat requests, off-market transfers, and securities pledge/unpledge requests.
• Manage trade settlement activities, including pay-in and pay-out of funds and securities.
• Reconcile client securities balances and settlement obligations.
• Coordinate with exchanges, depositories (NSDL/CDSL), clearing corporations, and internal teams.
• Ensure timely settlement of trades and resolve settlement-related discrepancies.
• Maintain operational records and ensure compliance with SEBI, exchange, and depository guidelines.
• Handle client queries related to demat accounts, settlement, and securities transfers.

Required Skills

• Knowledge of DP operations, demat processes, and trade settlement.
• Familiarity with NSDL/CDSL and stock exchange settlement procedures.
• Knowledge of regulatory and compliance requirements.
• Good analytical, reconciliation, and MS Excel skills.
• Strong attention to detail and coordination skills.

Qualification

Graduate in any discipline, preferably Commerce, Finance, or related fields.