Deputy Manager

Evoke HR Solutions Pvt. Ltd.; Mumbai; On-site; INR 900,000 - 1,300,000; Full time

Job summary

Evoke HR Solutions Pvt. Ltd. in Mumbai is seeking a Chartered Accountant to join its Inspection team for a leading stock exchange.

The role emphasizes regulatory compliance, inspection of trading members, and monitoring adherence to financial market regulations. The ideal candidate will perform on-site inspections, analyze documents and data, and prepare detailed reports. Strong analytical and communication skills, plus the ability to work independently, are essential to ensure timely and

Qualifications

• Qualified Chartered Accountant (CA) with relevant regulatory experience.
• 1–3 years of experience in inspections or regulatory roles.
• Knowledge of financial and capital markets and applicable regulations.
• Strong analytical, report-writing and communication skills.
• Ability to work independently and build professional relationships.

Responsibilities

• Conduct onsite inspections and offsite compliance reviews of stockbrokers and trading members.
• Review documents, audit reports and data submitted by trading members.
• Identify compliance gaps, prepare inspection reports and document observations.
• Follow up with members on pending documents and compliance issues.
• Collect and analyse data for regulatory reporting and internal requirements.
• Coordinate compliance visits for new members and conduct training and investor awareness programmes.
• Ensure inspections are completed within defined timelines and procedures.

Skills

Regulatory compliance

Inspection

Data analysis

Audit reporting

Communication skills

Education

Chartered Accountant (CA)

Job description

Job Title : Deputy Manager Inspection

Qualification :

Chartered Accountant (CA)

Experience :

1–3 years

Location :

Mumbai

Role Overview :

We are looking for a CA professional to join the Inspection team of a leading stock exchange. The role focuses on regulatory compliance, inspection of trading members and monitoring adherence to applicable financial market regulations.

Key Responsibilities :

• Conduct onsite inspections and offsite compliance reviews of stockbrokers and trading members.
• Review documents, audit reports and data submitted by trading members.
• Identify compliance gaps, prepare inspection reports and document observations.
• Follow up with members on pending documents and compliance issues.
• Collect and analyse data for regulatory reporting and internal requirements.
• Coordinate compliance visits for new members and conduct training and investor awareness programmes.
• Ensure inspections are completed within defined timelines and procedures.

Requirements :

• Qualified Chartered Accountant (CA).
• 13 years of relevant experience.
• Knowledge of financial and capital markets and applicable statutory regulations.
• Strong analytical, report-writing and communication skills.
• Ability to manage responsibilities independently and build professional relationships.