Compliance Analyst (Electronic Communication Surveillance)

Millennium; Bengaluru; On-site; INR 1,800,000 - 3,000,000; Full time

Job summary

Millennium in Bengaluru is seeking a Compliance Surveillance Analyst to monitor trading activity, detect potential insider trading and market manipulation, and support regulatory reporting. You will review alerts, conduct analyses, and collaborate with stakeholders across the firm.

The role requires a Finance or Economics degree and 3+ years in surveillance or related roles, with familiarity of APAC markets and third-party surveillance platforms.

Qualifications

• Bachelor’s degree in finance, Economics or a related field, with a strong academic record.
• 3+ years of experience in surveillance or related work at a regulatory authority, bank/broker or buy-side firm.
• Experience in the securities and trading industry preferred, with enthusiasm for trading markets.
• Knowledge of APAC financial markets preferred.
• Previous experience working with third-party surveillance platforms.
• Exceptional written, analytical, and research skills with strong quantitative and qualitative analysis.
• Strong attention to detail, organization, and effective communication, both verbal and written.
• Ability to work effectively and independently with all levels of management and staff.

Responsibilities

• General electronic communications and trading surveillance reviews, including focus on potential insider trading and market manipulation.
• Monitor daily surveillance reports using exception reports and other tools.
• Review surveillance alerts, conduct analysis and investigations.
• Assist the investigation and handling of the inadvertent receipt of MNPI.
• Assist with regulatory examinations, inquiries, investigations, and projects, as necessary.
• Draft and amend compliance related policies and procedures.
• Undertake special compliance related projects involving various inter-department stakeholders.

Skills

Analytical thinking

Research

Written communication

Verbal communication

Attention to detail

Independent worker

Education

Bachelor’s degree in finance or Economics

Tools

Surveillance platforms

Job description

About Millennium

Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors. Our people are empowered with both independence and support: the autonomy to pursue ideas with conviction and the backing of a global network committed to collaboration, disciplined risk management and continuous learning. With opportunities to deepen expertise and accelerate development, talent at Millennium is equipped to adapt, evolve and build lasting impact over time. Discover how transformative growth accelerates impact.

Meet the Team

The team that detects and reports potential market abuse (e.g., insider trading, layering, restricted-list violations) across the firm's trading activity, and manages regulatory correspondence with exchanges/regulators.

What You'll Do

• General electronic communications and trading surveillance reviews, including focus on potential insider trading and market manipulation.
• Monitor daily surveillance reports using exception reports and other tools.
• Review surveillance alerts, conduct analysis and and
• Assist the investigation and handling of the inadvertent receipt of material non-public information (MNPI).
• Assist with regulatory examinations, inquiries, investigations, and projects, as necessary.
• Draft and amend compliance related policies and procedures.
• Undertake special compliance related projects involving various inter-department stakeholders.

What You Bring

• Bachelor’s degree in finance, Economics or a related field is preferred, with a strong academic record.
• 3+ years of experience; prior surveillance or related experience at regulatory authority, bank/broker or buy-side firm is ideal.
• Experience in the securities and trading industry preferred, enthusiasm for trading markets.
• Knowledge of APAC financial markets preferred.
• Previous experience working with third-party surveillance platforms.
• Exceptional written, analytical, and research skills and the ability to apply both quantitative and qualitative analysis.
• Strong attention to detail, organization, and effective communication skills, both verbal and written.
• Ability to work effectively and independently with all levels of management and staff.