Compliance Analyst

Millennium Consulting; Bengaluru; On-site; INR 600,000 - 1,000,000; Full time

Job summary

Millennium is a global investment firm seeking a Compliance Analyst to join the Compliance Department in Bangalore, India. The successful candidate will support the APAC Compliance team in coordinating requests, administering compliance processes, and maintaining related records and reporting.

They will assist with policy updates, regulatory tracking, and broader compliance projects and initiatives, collaborating with colleagues worldwide to drive disciplined risk management.

Qualifications

• Bachelor's degree in finance, economics, or related field.
• 0–3 years of financial industry experience, preferably in compliance.
• Strong MS Office skills (Word, Excel, PowerPoint).
• Understanding of financial markets and compliance risks.
• Excellent communication and collaboration across levels globally.
• Detail oriented and able to work independently.

Responsibilities

• Assist in maintaining the compliance program with a focus on PAD.
• Review personal account dealing requests per policies.
• Lead resolutions to PAD related queries.
• Analyze large data sets and maintain accurate records.
• Ensure data entries are complete and retained.
• Identify and remediate compliance issues with stakeholders.
• Support general compliance program including monitoring and SMCR.
• Collaborate with colleagues globally.

Skills

PAD policy

Data analysis

Compliance coordination

MS Office

Communication skills

Attention to detail

Multi-tasking

Independence

Education

Bachelor's degree in finance or Economics

Tools

Excel

PowerPoint

Word

Job description

Compliance Analyst

About Millennium
Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millenniums mission is to deliver results for our investors.

Our people are empowered with both independence and support: the autonomy to pursue ideas with conviction and the backing of a global network committed to collaboration, disciplined risk management and continuous learning. With opportunities to deepen expertise and accelerate development, talent at Millennium is equipped to adapt, evolve and build lasting impact over time. Discover how transformative growth accelerates impact.
Meet the Team:
The Firm is seeking a Compliance Analyst to join our Compliance Department in the Bangalore, India. The successful candidate will support the APAC Compliance team in coordinating requests, administering compliance processes, and maintaining related records and reporting. They will also assist with policy updates, regulatory tracking, and broader compliance projects and initiatives.

What You''ll Do:

• Assist in the maintenance of Millenniums compliance program and records with a primary focus on Personal Account Dealing (PAD) policy and controls.

• Review of employee personal account dealing requests and queries in line with Millenniums policies and procedures.

• Lead and find appropriate resolutions to internal PAD related queries.

• Collect, process and analyze large data sets in a timely manner, including, for example, employee financial statements and internal metrics.

• Maintain a detailed and organized workflow to ensure data entries are complete, accurate and retained.

• Identify and escape compliance related issues and work with internal stakeholders to appropriately remediate.

• Involvement in the maintenance of general compliance program including electronic communication, monitoring and surveillance as well as the Senior Managers and Certification Regime.

• Collaborate and work closely with colleagues globally.
  

What You Bring:

• Bachelors degree in finance, Economics or a related field is preferred, with a strong academic record.

• 0 - 3 years of financial industry experience (preferably in similar role in Compliance)

• Strong Microsoft Office (e.g., Word, Excel and PowerPoint) skills.

• An understanding of financial markets and compliance risks.

• Excellent communication skills and the ability to collaborate with team members across all levels globally.

• Detail oriented, organized, and able to work independently.

• Operates with a high degree of accuracy and efficiency.

• Ability to multi-task and manage competing deadlines.