Compliance Analyst

SmartRecruiters, Inc.; Mumbai; On-site; INR 900,000 - 1,300,000; Full time

Benefits offered by this job

Discretionary bonus

Health insurance

Pension plan

Share options

25 days annual leave

Job summary

Experian in Mumbai seeks a Compliance professional to manage regulatory activities, data requests, and governance deliverables. The role focuses on coordinating with business units during inspections, advising on regulatory requirements, and maintaining up-to-date knowledge of evolving regulations.

The ideal candidate has 3–5 years in compliance, MBA/PGDBM, and certifications like CS/LLB. Strong communication and cross-functional collaboration are essential.

Qualifications

• 3 - 5 years of experience in Compliance related activities including regulatory stakeholder management, open issue management, preparing deliverables for governance meetings and regulators, Compliance Testing.
• MBA/ PGDBM from a reputed institute. Either of the certifications i.e. CS/ LLB or any other relevant certification shall be an added advantage.
• Sound knowledge of regulations and experience pertaining to Credit bureau, Banking and Fintech industry shall be an added advantage.
• Effective co-ordination skills with various stakeholders including the regulator
• Excellent verbal and written communication skills.

Responsibilities

• Coordinate with respective Business Units during Regulatory Inspections, Audits, examinations etc. for obtaining and sharing data requirements.
• Assist in interpreting and providing regulatory advice and oversight on compliance matters to Business Units
• Stay current on regulatory environment and expectations. Assist in identifying requirements from various regulatory directions and disseminating the same to the concerned Business Unit for awareness and implementation.
• Assisting in handling periodic and ad-hoc queries and data requests from the regulator through continuous co-ordination and follow-up with Business Units. Carrying out sanity checks of the data before sharing the same with the regulator.
• Support in performing Compliance Testing of Business Units to check adherence to regulatory guidelines. This will include defining scope, conducting walkthrough, obtaining data, sample testing, highlighting gaps and drafting observations for the report.
• Collaborate with Risk, Legal and other key groups to assess risk and recommend mitigating controls for new products and processes
• Support in creating a healthy compliance culture through the organisation through an effective Compliance Training
• Obtaining in-depth understanding of business line, operating processes & products and services.
• Develop and manage strong working relationships with Business Units

Skills

Regulatory coordination

Regulatory mgmt

Communication skills

Data governance

Education

MBA/PGDBM

CS/LLB

Job description

Experian is a global data and technology company, powering opportunities for people and businesses around the world. We operate across a range of markets, from financial services to healthcare, automotive, agribusiness, insurance, and many more. Experian invests in people and new advanced technologies to unlock the power of data. We have an amazing team of 25,200 people in 32 countries.

Job Description

The incumbent's responsibilities include managing day to day Compliance related activities including regulatory stakeholder management, open issue management, preparing deliverables for governance meetings and regulators, Compliance Testing etc. You'll have a strong desire to co-ordinate and partner with the Business and help to drive a focus on compliance.

What you will be doing

• Coordination with respective Business Units during Regulatory Inspections, Audits, examinations etc. for obtaining and sharing data requirements.
• Assist in interpreting and providing regulatory advice and oversight on compliance matters to Business Units
• Stay current on regulatory environment and expectations. Assist in identifying requirements from various regulatory directions and disseminating the same to the concerned Business Unit for awareness and implementation.
• Assisting in handling periodic and ad-hoc queries and data requests from the regulator through continuous co-ordination and follow-up with Business Units. Carrying out sanity checks of the data before sharing the same with the regulator.
• Support in performing Compliance Testing of Business Units to check adherence to regulatory guidelines. This will include defining scope, conducting walkthrough, obtaining data, sample testing, highlighting gaps and drafting observations for the report.
• Collaborate with Risk, Legal and other key groups to assess risk and recommend mitigating controls for new products and processes
• Support in creating a healthy compliance culture through the organisation through an effective Compliance Training
• Obtaining in-depth understanding of business line, operating processes & products and services.
• Develop and manage strong working relationships with Business Units

Qualifications

What you'll need to bring to the party

• 3 - 5 years of experience in Compliance related activities including regulatory stakeholder management, open issue management, preparing deliverables for governance meetings and regulators, Compliance Testing.
• M.B.A/ PGDBM from a reputed institute. Either of the certifications i.e. CS/ LLB or any other relevant certification shall be an added advantage.
• Sound knowledge of regulations and experience pertaining to Credit bureau, Banking and Fintech industry shall be an added advantage.
• Effective co-ordination skills with various stakeholders including the regulator
• Excellent verbal and written communication skills.

Additional Information

Our uniqueness is that we celebrate yours. Experian's people first, inclusive and purpose driven culture is multi award-winning; World's Best Workplaces™ 2025 (Fortune Global Top 25), Great Place To Work™ in 26 countries to name a few. Check out Experian Life on social or explore our Careers Site to understand why. Experian is also proud to be an Equal Opportunity and Affir If you have a disability or special need that requires accommodation, please let us know at the earliest opportunity.

• Great compensation package and discretionary bonus plan
• Core benefits include pension, health Insurance and term life Insurance, Sharesave scheme and more!
• 25 days annual leave with 13 bank holidays and 3 volunteering days. You can also purchase additional annual leave.
• Experian is an equal opportunities employer

Recruitment Fraud Awareness - Experian's recruitment process is conducted only through authorised channels. Recruitment communications will only be sent from an @experian.com email address.

Experian will never ask candidates to make any payment as part of an application, interview, assessment, onboarding, or recruitment process.

Experian Careers - Creating a better tomorrow together

Experian Careers - Creating a better tomorrow together

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