Compliance Analyst

London Stock Exchange Group; Bengaluru; Hybrid; INR 1,200,000 - 1,800,000; Full time

Benefits offered by this job

Great Place to Work India 2025

Job summary

London Stock Exchange Group is seeking an assurance professional to support SOC 1, SOC 2, ISAE 3000 and ISO audits across D&A, Post Trade and Capital Markets. You will coordinate with internal stakeholders and external auditors, track evidence requests, and help remediate findings.

In a large, hybrid organisation, you will review audit evidence, communicate progress to stakeholders and stay informed on regulatory changes impacting assurance and certification efforts.

Qualifications

• Experience in Technology Risk, Information Security, Cyber Security, or a related controls/governance role.
• Good understanding of assurance and certification frameworks including SOC 1, SOC 2, ISAE 3000, ISO/IEC 27001 and ISO 9001.
• Strong organisational skills with the ability to manage multiple deadlines and stakeholders.
• Excellent written and verbal communication skills.
• Strong attention to detail, especially when reviewing reports and audit evidence.
• Proficient with Microsoft 365 tools (Excel, Word, PowerPoint, Teams, SharePoint).
• Experience in a large, global, hybrid organisation.
• Desirable: Power BI or similar reporting tools.
• Professional certifications such as CISSP, CISA, CISM or CRISC.

Responsibilities

• Support end-to-end delivery of SOC 1, SOC 2, ISAE 3000, ISO 27001 audits and certifications.
• Coordinate audit activities across internal stakeholders and external auditors.
• Track audit requests, evidence submissions and due dates with timely follow-up.
• Review audit evidence for quality and completeness before submission.
• Communicate audit findings and assist remediation of issues and control gaps.
• Provide regular status reporting on audit progress, risks and next steps.
• Keep up to date with regulatory changes and industry developments relevant to assurance and certification.

Skills

Technology Risk

Information Security

Cyber Security

Assurance & governance

SOC 1/SOC 2/ISAE 3000

ISO 27001/ISO 9001

Organisational skills

Communication skills

Detail orientation

Microsoft 365

Power BI

CISSP/CISA/CISM/CRISC

Tools

Microsoft 365

Power BI

Job description

About the role

We are looking for a highly organised and detail-oriented assurance professional to support the delivery of external assurance reports and certifications across D&A, Post Trade and Capital Markets. This role will play a key part in coordinating audit activity, managing stakeholder engagement, tracking evidence requests, supporting the successful completion of SOC and ISO audits. Working closely with the Attestation and Certification Managers, you will help ensure audit activity is well-managed, stakeholders are informed and engaged, findings are communicated and remediated effectively.

Responsibilities

• Support the end-to-end delivery of SOC 1, SOC 2, ISAE 3000, ISO 27001, audits and certifications.
• Coordinate audit activities across internal stakeholders and external auditors.
• Track audit requests, evidence submissions and due dates, ensuring timely follow-up and escalation where required.
• Review audit evidence for quality and completeness before submission.
• Communicate audit findings and support stakeholders in the remediation of issues and control gaps.
• Provide regular status reporting on audit progress, risks and next steps.
• Keep up to date with regulatory changes and industry developments relevant to assurance and certification.

Skills and experience

• Experience in Technology Risk, Information Security, Cyber Security, or a related controls/governance role.
• Good understanding of assurance and certification frameworks including SOC 1, SOC 2, ISAE 3000, ISO/IEC 27001 and ISO 9001.
• Strong organisational skills with the ability to manage multiple deadlines and stakeholders.
• Excellent written and verbal communication skills.
• Strong attention to detail, especially when reviewing reports and audit evidence.
• Proficiency in Microsoft 365 tools, including Excel, Word, PowerPoint, Teams and SharePoint.
• Experience working in a large, global and hybrid organisation.
• Desirable Experience with Power BI or similar reporting tools.
• Professional certifications such as CISSP, CISA, CISM or CRISC.

We're proud to have been recognised as a Great Place to Work in India ‘25.

LSEG Information

Join us and be part of a team that values innovation, quality, and continuous improvement. If you're ready to take your career to the next level and make a significant impact, we'd love to hear from you.

LSEG is a leading global financial markets infrastructure and data provider. Our purpose is driving financial stability, empowering economies and enabling customers to create sustainable growth. Our purpose is the foundation on which our culture is built. Our values of Integrity, Partnership, Excellence and Change underpin our purpose and set the standard for everything we do, every day. They go to the heart of who we are and guide our decision making and everyday actions. Working with us means that you will be part of a dynamic organisation of 25,000 people across 65 countries. However, we will value your individuality and enable you to bring your true self to work so you can help enrich our diverse workforce. We are proud to be an equal opportunities employer. This means that we do not discriminate on the basis of anyone’s race, religion, colour, national origin, gender, sexual orientation, gender identity, gender expression, age, marital status, veteran status, pregnancy or disability, or any other basis protected under applicable law. Conforming with applicable law, we can reasonably accommodate applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. You will be part of a collaborative and creative culture where we encourage new ideas. We are committed to sustainability across our global business and we are proud to partner with our customers to help them meet their sustainability objectives. Our charity, the LSEG Foundation provides charitable grants to community groups that help people access economic opportunities and build a secure future with financial independence. Colleagues can get involved through fundraising and volunteering. LSEG offers a range of tailored benefits and support, including healthcare, retirement planning, paid volunteering days and wellbeing initiatives.

Please take a moment to read this privacy notice carefully, as it describes what personal information London Stock Exchange Group (LSEG) (we) may hold about you, what it’s used for, and how it’s obtained, your rights and how to contact us as a data subject. If you are submitting as a Recruitment Agency Partner, it is essential and your responsibility to ensure that candidates applying to LSEG are aware of this privacy notice.

LSEG (London Stock Exchange Group) is a leading global financial markets infrastructure and data provider. Our purpose is driving financial stability, empowering economies and enabling customers to create sustainable growth. Our culture of connecting, creating opportunity and delivering excellence shapes how we think, how we do things and how we help our people fulfil their potential. Our Data & Analytics, Capital Markets and Post Trade divisions have a combined power that provides a comprehensive, integrated suite of trusted financial market infrastructure services to help our customers pursue their ambitions. Explore our divisions LSEG is headquartered in the United Kingdom, with significant operations in 70 countries across Europe, the Middle East, Africa, North America, Latin America and Asia Pacific. Find out more Get to know some of our people who are pushing the boundaries of technology, finance and more around the world.