CA Fresher - Associate - Central Risk and Quality - Mumbai

BDO India; Mumbai; On-site; INR 600,000 - 800,000; Full time

Job summary

BDO India is seeking a detail-oriented professional to support risk, quality, and compliance data management. The role includes maintaining trackers, preparing reports, and coordinating regulatory responses, with exposure to governance processes and training initiatives.

You will collaborate with risk teams, assist in policy administration, and contribute to continuous process improvements within a dynamic assurance environment.

Qualifications

• Note: no formal degrees or tools specified in the provided text.

Responsibilities

• Collate risk, quality, and compliance data from service lines across the firm.
• Maintain central trackers, templates, and data repositories.
• Perform basic completeness and accuracy checks on data before escalation.
• Compile firm-wide compliance submissions.
• Maintain compliance calendars, evidence folders, and documentation logs.
• Track compliance confirmations and follow up on pending items under guidance.
• Analyze risk and quality data to identify basic trends and gaps.
• Prepare draft summaries, tables, and charts for reporting using MS Excel/PowerPoint.
• Assist with remediation tracking activities.
• Maintain policy repositories and version control.
• Support communication and circulation of approved policies.
• Map policies to procedures and compliance requirements.
• Coordinate responses to regulatory and review requests.
• Collate requested documentation and evidence.
• Maintain action trackers for review findings.
• Prepare materials for the India Risk Committee and other governance forums.
• Compile dashboards, presentations, and trackers.
• Maintain records of actions and follow-ups.
• Track mandatory risk training.
• Prepare training completion reports.
• Support risk and quality awareness initiatives.
• Liaise with service line risk teams and enabling functions under supervision.
• Follow up on information requests and deadlines.
• Escalate delays or issues to the Assistant Manager in a timely manner.
• Provide day-to-day operational support to the Assistant Manager and team.
• Assist with ad-hoc risk and compliance initiatives.
• Identify and suggest process improvement opportunities.

Job description

Role & responsibilities

1. Risk & Quality Information Support

• Assist in collating risk, quality, and compliance data from service lines across the firm.
• Support the maintenance of central trackers, templates, and data repositories.
• Carry out basic completeness and accuracy checks on data before it is escalated.

2. Compliance Support & Documentation

• Assist in compiling firm-wide compliance submissions.
• Help maintain compliance calendars, evidence folders, and documentation logs.
• Track compliance confirmations and follow up on pending items under guidance.

3. Risk & Quality Analysis Support

• Support analysis of risk and quality data to help identify basic trends and gaps.
• Prepare draft summaries, tables, and charts for reporting, using MS Excel/PowerPoint.
• Assist with remediation tracking activities.

4. Policy & Process Administration Support

• Assist in maintaining policy repositories and version control.
• Support communication and circulation of approved policies.
• Help map policies to procedures and compliance requirements.

5. Regulatory, Professional & Network Review Support

• Support coordination of responses to regulatory and review requests.
• Assist in collating requested documentation and evidence.
• Help maintain action trackers for review findings.

6. Governance & Leadership Reporting Support

• Assist in preparing materials for the India Risk Committee and other governance forums.
• Support compilation of dashboards, presentations, and trackers.
• Help maintain records of actions and follow-ups.

7. Training & Risk Culture Support

• Support tracking of mandatory risk training.
• Assist in preparing training completion reports.
• Participate in and support risk & quality awareness initiatives.

8. Stakeholder Coordination

• Liaise with service line risk teams and enabling functions under supervision.
• Follow up on information requests and deadlines.
• Escalate delays or issues to the Assistant Manager in a timely manner.

9. General

• Provide day-to-day operational support to the Assistant Manager and team.
• Assist with ad-hoc risk and compliance initiatives.
• Proactively identify and suggest process improvement opportunities.