AVP – PCG Operation

Emkay Global Financial Services Ltd; Mumbai; Sur place; INR 1 000 000 - 1 500 000; Plein temps

Résumé du poste

A leading financial services firm in Mumbai is looking for a Mid-Senior level professional to oversee the PCG Operation Team. The candidate should have at least 5 years of experience in the broking industry and possess skills in communication and business awareness. Responsibilities include supervising operations, coordinating with various departments, and ensuring compliance with client timelines. This full-time position offers a dynamic work environment with opportunities for personal and professional growth.

Qualifications

• 5+ years of relevant experience in the broking industry.
• 7+ years in financial services companies or broking firms.

Responsabilités

• Supervise PCG Operation Team.
• Coordinate with various departments to fulfill business requirements.
• Improve team performance both technically and logically.
• Monitor daily processes of PCG Operation.

Connaissances

Good attitude and patience

Knowledge of the broking business and secondary market operation

Good communication skills – written and verbal

Job knowledge

Well versed with computers

Formation

Graduate in any stream

Description du poste

Emkay Global Financial Services Ltd. is a leader in the financial services sector, actively creating wealth for our clients for over two decades.

Founded in 1995 with a clear goal of offering sound, research-backed financial advice, we have successfully served a wide variety of highly distinguished clientele around the world; including foreign institutional investors (FIIs), domestic mutual funds, hedge funds, banks, insurance companies, private equity firms, corporate houses, small and medium-sized enterprises and high net worth individuals (HNIs).

Job Responsibilities

• Overall supervision on PCG Operation Team.
• Coordination with other department (Software, Settlement, Account, IT, Risk, Trading Ops) & Backoffice Software Vendors to fulfil business requirements and resolve the issues.
• Responsible to improve team performance as well as technically, logically.
• Monitoring Day to Day process of PCG Operation.

Essential Knowledge required

• Empanelment and documentation process of Institution Clients.
• Setup of Institution and Domestic Account along with Brokerage Schemes and Charges.
• Handle Institution Contract Processing for all Segment with STP, Eods, OTR, 6A7A, etc.
• Update / generate, EODs, Give-Up files in software.
• Follow up the custodian, clearing house as well as institutional fund houses to confirm the trades (Equity and Derivatives).
• Adhere to client timelines for trade confirmations and reports.
• Complete knowledge of Exchange interface, like NOTIS, NCMS, CIM, ENIT, SSO, etc.
• Ensure zero penalty from exchanges.
• Prepare MIS reports on daily / monthly / yearly basis.
• Prepare Brokerage Invoices along with Recovery and Reconciliations.

Skills

• Should have a good attitude and patience.
• Should know the broking business and Secondary Market Operation.
• Should have good communication skills – written and verbal.
• Should have job knowledge.
• Well versed with computers.

Experience

• Relevant: 5+ years in the same profile in broking industry.
• Total: 7+ years’ experience in financial services companies / broking firm.

Organisational Relationships

• Reports to: Dy COO.
• Coordinates with: Operations Teams, Corporate Desk.
• Functional relationship with: Retail Operation, PCG dealing, Institutional Operation, Commodity Dealing, Settlement, Accounts, Software Team, Risk, Compliance and KYC.

Qualification

• Essential: Graduate in any stream.
• Live the company values.
• Business Awareness & Market Knowledge.
• Customer Centricity.
• People Connect.
• Personal Effectiveness.

Seniority level

• Mid‑Senior level.

Employment type

• Full‑time.

Job function

• Other.