Audit & Risk Management Analyst – Banking/Financial Services Premier Consultants

The Corporate Institute; Mumbai; Sur place; INR 1 200 000 - 1 800 000; Plein temps

Résumé du poste

The Corporate Institute in Mumbai seeks a qualified Audit & Risk Management Analyst for its AIU. The role requires 5–7 years post-qualification experience in banking/NBFC, with strengths in internal audit, risk management, compliance, policy drafting, and process control.

You will support audit strategy, assess risks, draft policies, and ensure regulatory submissions. Strong MS Excel, analytical, and stakeholder skills are essential for senior management reporting and cross-functional

Qualifications

• CA / CIA / MBA with 5–7 years post-qualification experience.
• Experience in banking or NBFC sector across audit, risk management, compliance, or process control.
• Hands-on experience in policy drafting, process documentation, and regulatory implementation.
• Good understanding of internal audit, risk identification, and control improvement.
• Experience in handling regulatory requirements and ensuring accurate, timely data submissions.
• Proficiency in Advanced MS Excel, data analysis, and management reporting.
• Strong communication, analytical, stakeholder management, and problem-solving skills.

Responsabilités

• Support audit strategy development and implementation of best practices across the organization.
• Identify risks, evaluate internal controls, and recommend process improvements.
• Draft and review policies, procedures, and process documentation in line with regulatory requirements.
• Coordinate with Compliance and other cross-functional teams to interpret regulatory expectations and ensure timely, accurate regulatory submissions.
• Support regulatory implementations and ensure adherence to applicable guidelines and internal policies.
• Conduct and support internal audits, risk assessments, and process reviews.
• Analyze data using Advanced MS Excel and prepare reports and presentations for senior management.
• Collaborate with stakeholders to address audit observations, close control gaps, and strengthen operational effectiveness.
• Contribute to the development and implementation of audit frameworks, strategies, and process improvement initiatives.
• Support team coordination and management, where required.

Connaissances

Audit & risk

Regulatory compliance

Data analysis

Policy drafting

Management reporting

Stakeholder management

Communication

Formation

CA / CIA / MBA

Outils

MS Excel

Description du poste

Job Title

Audit & Risk Management Analyst – AIU (Audit Intelligence Unit)

Location

Mumbai

Experience

5 – 7 years of post-qualification experience

Qualification

CA / CIA / MBA – Must

Job Overview

We are looking for a qualified professional with 5 – 7 years of post-qualification experience in the banking or NBFC sector to join our Audit Intelligence Unit (AIU). The ideal candidate should have experience in internal audit, risk management, regulatory compliance, policy drafting, and process control, with strong analytical and reporting skills.

Key Responsibilities

• Support audit strategy development and implementation of best practices across the organization.


• Identify risks, evaluate internal controls, and recommend process improvements.


• Draft and review policies, procedures, and process documentation in line with regulatory requirements.


• Coordinate with Compliance and other cross-functional teams to interpret regulatory expectations and ensure timely, accurate regulatory submissions.


• Support regulatory implementations and ensure adherence to applicable guidelines and internal policies.


• Conduct and support internal audits, risk assessments, and process reviews.


• Analyze data using Advanced MS Excel and prepare reports and presentations for senior management.


• Collaborate with stakeholders to address audit observations, close control gaps, and strengthen operational effectiveness.


• Contribute to the development and implementation of audit frameworks, strategies, and process improvement initiatives.


• Support team coordination and management, where required.

Required Qualifications & Skills

• CA / CIA / MBA with 5 – 7 years of post-qualification experience.


• Experience in the banking or NBFC sector across audit, risk management, compliance, or process control.


• Hands‑on experience in policy drafting, process documentation, and regulatory implementation.


• Good understanding of internal audit, risk identification, and control improvement.


• Experience in handling regulatory requirements and ensuring accurate, timely data submissions.


• Proficiency in Advanced MS Excel, data analysis, and management reporting.


• Strong communication, analytical, stakeholder management, and problem-solving skills.


• Ability to collaborate with cross‑functional teams and manage multiple priorities effectively.