Associate / Senior Associate (Legal & Compliance)

Kalkine Consultancy; Sector 10; On-site; INR 1,200,000 - 1,800,000; Full time

Job summary

Kalkine Consultancy is seeking a compliance specialist to develop and maintain regulatory processes across Kalkine group companies. You will prepare filings, advise on investment advisory, telemarketing and privacy laws in multiple jurisdictions, and ensure marketing materials meet legal guidelines.

Responsibilities include risk assessments, policy development, training for operational teams, and liaison with regulators. Prior experience in fintech or financial services is preferred.

Qualifications

• Knowledge of the compliance domain and operations, preferably fintech compliance.
• Strong analytical, written, and verbal communication skills with effective presentation abilities.
• Excellent attention to detail and a strong work ethic.
• Experience in-house in IT/ITES or Financial Services is preferred.

Responsibilities

• Assess, develop, implement, and maintain compliance processes for Kalkine group companies.
• Prepare, review, and submit regulatory filings; advise on investment advisory regulations, telemarketing, and privacy laws across multiple jurisdictions.
• Review marketing materials and client communications for legal and marketing compliance.
• Conduct legal research for establishing new businesses across jurisdictions and licensing requirements.
• Ensure business activities comply with laws, internal policies, and procedures; monitor regulatory registrations and licences.
• Conduct compliance risk assessments and develop internal policies, manuals, and protocols.
• Deliver training to operational teams and liaise with regulatory authorities and external consultants.

Skills

Regulatory compliance

Analytical skills

Written & verbal communication

Stakeholder management

Job description

Role & responsibilities:

• Assess, develop, implement, and maintain compliance processes for Kalkine group companies in accordance with applicable laws and regulations.
• Prepare, review, and submit regulatory filings with relevant authorities. Conduct legal and regulatory research and advise management on investment advisory regulations, telemarketing laws, and privacy laws across the UK, Australia, New Zealand, the US, Canada, and India. Handle queries and notices received from regulators by assessing associated risks, formulating appropriate strategies, and ensuring timely responses.
• Review marketing materials, client communications, websites, and product descriptions to ensure compliance with legal and marketing guidelines.
• Conduct legal research relating to the establishment of new businesses across different jurisdictions, including assessment of legal challenges and applicable licensing requirements.
• Ensure that business activities are conducted in compliance with all applicable laws, regulations, internal policies, and procedures.
• Monitor and ensure that all regulatory registrations, permissions, and licences remain valid and appropriate for business requirements. Conduct ongoing compliance risk assessments of company practices and assist in developing internal policies, procedures, compliance manuals, and protocols.
• Conduct legal and compliance training sessions for operational teams. Act as a liaison with regulatory authorities and maintain relationships with external consultants and internal stakeholders.
• Coordinate with third parties seeking to understand the companys compliance framework, control environment, policies, and procedures. Conducting legal research for setting up new businesses in different jurisdictions and legal challenges and various licensing requirements.

Preferred candidate profile

• Knowledge of the compliance domain and operations, preferably within fintech compliance, or a strong interest in legal compliance and regulatory engagement roles.
• Strong analytical, written, and verbal communication skills, along with effective presentation and stakeholder management abilities.
• Excellent attention to detail and a strong work ethic.
• Candidates with prior in-house experience in the IT/ITES or Financial Services sector will be preferred.