Senior Associate, Regulatory Consulting

Kroll; Mumbai; On-site; INR 1,400,000 - 2,000,000; Full time

Job summary

Kroll is seeking a Senior Associate in Regulatory Consulting in Mumbai. You will work on regulatory assignments across jurisdictions, analyze governance and controls, and prepare actionable recommendations for management and regulators.

The role offers exposure to global clients, training, and development within a leading professional services firm. You will engage in client meetings, draft deliverables, and contribute to business development while growing your career in regulatory compliance

Qualifications

• 3–4 years’ financial services experience in industry, advisory, or regulatory roles.
• Experience in risk management, regulation, compliance, controls or assurance.
• Strong interest in financial services trends and issues.
• Attention to detail with analytical mindset.
• Excellent written and oral communication, client-focused output.
• Able to work with stakeholders from C-suite to staff, independently and in teams.
• Proficient in MS Office; presentation and reporting experience.

Responsibilities

• Participate in a broad range of regulatory consulting assignments across jurisdictions.
• Analyse client processes, governance, controls to identify gaps and improvements.
• Prepare management recommendations for regulators and clients.
• Draft client deliverables including reports and training materials.
• Support client meetings with presentations and interviews.
• Contribute to day-to-day client relationship management and project delivery.
• Support business development through proposals, pitches and publications.

Skills

Regulatory risk management

Regulation & compliance

Governance & controls

Stakeholder management

Client-facing

Analytical mindset

Attention to detail

Oral & written communication

Presentation skills

Education

Bachelor's degree in finance or related field

Professional qualifications (ACA/CIMA/ACCA/ICA/CISI/CFA) beneficial

Tools

Microsoft Office (PowerPoint, Word, Excel)

Job description

Senior Associate Regulatory Consulting - Job Description

Within Kroll’s Financial Services Compliance and Regulation practice, our global Regulatory Consulting team provides financial services clients with end-to-end compliance and regulatory services, working alongside them to improve business performance, through increased efficiency, risk minimisation, whilst ensuring compliance with laws and regulations. We assist clients at every stage of the business lifecycle for both domestic and cross-border jurisdictional assignments.

Our Regulatory consulting team helps firms deliver on a wide range of engagements including governance, conduct and culture, compliance, financial crime (including AML and sanctions), , and operational and enterprise risk.

The types of client projects we work on include regulatory commissioned reviews, such as A 32 ”Reporting Professional” reports, designing and developing frameworks, risk mitigation and remediation projects, regulatory internal audits, regulatory due diligence and technical advisory support. We also work closely with the UK and other RC offices (such as Paris, Dubai and Singapore), and exposure to regulations in these jurisdictions is also part of our work.

At Kroll, your work will help deliver clarity to our clients’ most complex governance, risk, and transparency challenges.

Responsibilities

As a Senior Associate within an expanding team, you will gain exposure to exciting projects. In addition, your career and development opportunities are unparalleled with exposure to clients from day one. Being part of a specialist group, but within a truly global firm, means your personal impact will be instant and supported by an ambitious full service professional services firm.

As a Senior Associate You Will

• Participate in an extensive range of assignments based on global regulatory focus, our growth strategy, personal experience and career aspirations.
• Analyse organisations, their processes, controls and governance arrangements to assess their efficacy and identifying issues.
• Prepare recommendations for management, regulators and other stakeholders, based on regulatory expectations and industry best practice to remediate non-compliance or operational weaknesses.
• Conduct research and draft advice on regulations across Jersey, the UKand other jurisdictions.
• Draft client deliverables including written reports, ad hoc advice and training materials.
• Contribute to client meetings including preparation and delivery of presentations or fact‑finding interviews.
• Support with management of day‑to‑day client relationships and project management activities.
• Contribute to business development opportunities including proposals, pitches, internal and external publications, client networking events and service offering campaigns.

Requirements

• We are looking for someone who is passionate, focused, intellectually flexible, collaborative and entrepreneurial. This role would suit a team player who enjoys solving complex business problems, using their drive and initiative to reach successful conclusions within tight deadlines.
• Minimum 3 - 4 years’ financial services experience, either in industry or as an advisor or regulator.
• Experience in one or more of risk management and regulation, compliance, controls and assurance.
• Strong interest the financial services industry, its current trends and issues.
• Attention to detail with curious and analytical mind‑set.
• Strong oral and written communication skills, presentational expertise and a focus on excellence in client output.
• Comfortable and effective working with wide groups of stakeholders, from C‑suite to functional heads to operational staff, developing strong stakeholder relationships.
• Client facing, solutions focused, individual with ability to work independently and as part of a team.
• Experienced in Microsoft office, specifically PowerPoint, Word and Excel
• Strong academic background, likely to degree level, with an additional qualification in an area such as accounting (ACA, CIMA, ACCA), compliance (ICA), securities &investments (CISI, CFA) or internal audit (CIIA) being beneficial (or equivalents).

About Kroll

In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology, allow us to give our clients clarity—not just answers—in all areas of business. We embrace diverse backgrounds and global perspectives, and we cultivate diversity by respecting, including, and valuing one another. As part of One team, One Kroll, you’ll contribute to a supportive and collaborative work environment that empowers you to excel

Kroll is committed to equal opportunity and diversity, and recruits people based on merit