Associate- Banks & NBFC Audits

P G BHAGWAT LLP; Maharashtra; Sur place; INR 900 000 - 1 400 000; Plein temps

Avantages offerts par ce poste

Diverse NBFC audits

Regulatory compliance focus

Career growth

Mentorship

Résumé du poste

P G BHAGWAT LLP is seeking motivated Chartered Accountants to join its NBFC & BFSI Audit team in Mumbai. The role focuses on statutory audits, regulatory compliance, and internal controls for NBFCs, banks, and financial services entities.

You will review loan portfolios, asset classifications, and regulatory reporting, while preparing LFAR and other audit deliverables. Strong analytical, Excel, and communication skills are essential to collaborate with client teams and ensure high-quality audits.

Qualifications

• CA qualification is required.
• Experience in NBFC/banking audits preferred.
• Knowledge of RBI regulations and regulatory compliance.
• Familiarity with Ind AS / accounting standards.
• Strong Excel and audit documentation skills.

Responsabilités

• Conduct statutory and internal audits of NBFCs, banks, and financial services entities.
• Review loan portfolios, lending operations, and asset classifications.
• Verify RBI guidelines compliance and financial reporting.
• Assist LFAR and other audit reports preparation.
• Prepare working papers and audit observations.
• Coordinate with client teams to obtain evidence and resolve queries.

Formation

Chartered Accountant (CA)

Outils

MS Excel

Description du poste

Job Description – Associate

Department: NBFC & BFSI Audits

Location: Mumbai

Firm: P G BHAGWAT LLP, Chartered Accountants

About The Role

P G BHAGWAT LLP is looking for motivated and detail-oriented Chartered Accountants to join its NBFC & BFSI Audit team in Mumbai. The role involves conducting statutory and internal audits of Non-Banking Financial Companies (NBFCs), banks, and other financial services entities, with a focus on regulatory compliance, financial reporting, and internal controls.

Key Responsibilities

• Conduct statutory audits, internal audits, and limited reviews of NBFCs, banks, and other financial services entities.
• Review loan portfolios, retail and corporate finance transactions, and lending operations.
• Verify asset classification, provisioning, write-offs, and compliance with applicable RBI guidelines.
• Assist in the preparation of Long Form Audit Reports (LFAR) and other audit reports, wherever applicable.
• Review financial statements, general ledgers, accounting records, and supporting documentation.
• Perform Internal Financial Controls (IFC) testing and assess the effectiveness of internal controls.
• Verify compliance with applicable RBI regulations, statutory requirements, and internal policies.
• Review regulatory reporting, including Liquidity Coverage Ratio (LCR) and Asset Liability Management (ALM), wherever applicable.
• Conduct audit procedures relating to credit and risk management, credit administration, compliance, information systems, and corporate governance.
• Prepare audit working papers, checklists, audit observations, and reports.
• Coordinate with client teams to obtain audit evidence and resolve audit queries.

Desired Candidate Profile

• Qualification: Chartered Accountant (CA) qualified.
• Relevant experience in NBFC, banking, or BFSI audits will be preferred.
• Good knowledge of RBI regulations, statutory audits, internal audits, and regulatory compliance.
• Understanding of Ind AS / Accounting Standards, Internal Financial Controls (IFC), and financial reporting.
• Proficiency in MS Excel, audit documentation, and data analysis.
• Strong analytical, communication, and problem-solving skills.
• Ability to manage multiple audit assignments and work effectively in a team.

What We Offer

• Exposure to diverse NBFC, banking, and BFSI audit assignments.
• Opportunities to develop technical expertise in financial services audits and regulatory compliance.
• Guidance from experienced audit professionals.
• A professional learning environment with opportunities for career growth.