Assistant Manager – Surveillance-Paytm Money

Paytm; Mumbai; On-site; INR 700,000 - 1,000,000; Full time

Job summary

Paytm is looking for a Compliance Specialist to oversee surveillance activities and ensure adherence to SEBI regulations. The role involves monitoring compliance, conducting audits, and preparing regulatory filings. Candidates should have a Bachelor’s degree and 4-5 years of relevant experience. Strong analytical and communication skills are essential. Paytm offers a dynamic work environment within India’s largest digital payment company, located in Mumbai, Maharashtra.

Qualifications

• 4-5 years of experience in compliance or surveillance function.
• Familiarity with SEBI regulations and compliance requirements.
• Proficiency in Microsoft Office Suite.

Responsibilities

• Monitor surveillance activities – trade and name screening.
• Assist in compliance regulatory change implementation.
• Conduct regular compliance audits and assessments.
• Prepare and submit regulatory filings and documentation.
• Collaborate with internal teams for compliance reviews.

Skills

Analytical skills

Attention to detail

Communication skills

Knowledge of SEBI regulations

Education

Bachelor’s degree in Commerce, Finance, Business Administration, Law, or a related field

Tools

Microsoft Office Suite

Job description

Paytm Money Limited is a SEBI registered Stockbroker and Depository Participant that offers services related to Equity, Derivatives trading, Research Analyst & Distribution of financial products. It is a fully owned subsidiary of One 97 Communications Limited, a listed entity in NSE and BSE. Paytm is India’s largest digital payment app which makes it secure and seamless to pay using UPI, make bill payments, recharge mobiles, DTH, data card & Metro Card etc anywhere in India.

Key Responsibilities

• Monitoring Surveillance activities – trade as well as Name Screening.
• Assist in Compliance regulatory change implementation through a sophisticated Compliance Tool.
• Conduct regular compliance audits and assessments to identify potential risks and areas for improvement within surveillance function.
• Prepare and submit regulatory filings, reports, and documentation as required by SEBI.
• Collaborate with internal teams to gather necessary information for compliance reviews and audits.
• Maintain accurate records of compliance activities and findings.
• Support the senior compliance team in conducting investigations into compliance breaches and implementing corrective actions.

Qualifications

• Bachelor’s degree in Commerce, Finance, Business Administration, Law, or a related field with minimum 4-5 years of experience.
• Familiarity with SEBI regulations and compliance requirements.
• Strong analytical skills and attention to detail.
• Excellent written and verbal communication skills.
• Proficiency in Microsoft Office Suite (Excel, Word, PowerPoint).

Preferred Skills

• Previous experience in compliance and/or Surveillance Function.
• Knowledge of financial markets and investment products.

Reporting

The incumbent will be reporting to SM - Compliance.