Manager Transaction Monitoring AML

AU SMALL FINANCE BANK; Jaipur; Vor Ort; INR 1.400.000 - 2.800.000; Vollzeit

Zusammenfassung

AU SMALL FINANCE BANK is seeking a Manager - Transaction Monitoring (AML) to lead the AML alerts review, investigate suspicious transactions, and ensure regulatory compliance. The role requires 6–10 years in AML/Transaction Monitoring with CAMS preferred, and strong knowledge of KYC, sanctions screening, and STR reporting.

The candidate will oversee a team, collaborate with Compliance and Risk units, and contribute to MIS and dashboards for management insight.

Qualifikationen

• 6-10 years of experience in AML, Transaction Monitoring, Financial Crime Compliance, or Fraud Risk Management.
• CAMS certification will be preferred.
• Strong understanding of AML regulations, KYC requirements, sanctions screening, STR filing, and banking operations.

Aufgaben

• Lead the Transaction Monitoring team and oversee end-to-end review of AML alerts generated through monitoring systems.
• Analyze customer transactions to identify suspicious activities, unusual patterns, and potential money laundering or terrorist financing risks.
• Ensure timely investigation, documentation, and closure/escalation of alerts as per regulatory requirements.
• Prepare and review STRs/SARs for submission to the Compliance and FIU.
• Monitor adherence to AML, KYC, Sanctions Screening, and regulatory guidelines.
• Conduct quality reviews and provide guidance/training to team members on AML typologies and investigation techniques.
• Coordinate with Business, Operations, Compliance, and Risk teams for information gathering and resolution of cases.
• Prepare MIS, dashboards, trend analysis, and management reports related to transaction monitoring activities.
• Support audits, regulatory inspections, and compliance reviews.

Kenntnisse

AML monitoring

KYC

Regulatory compliance

Ausbildung

Graduate/Postgraduate in Finance/Commerce/BA

Tools

Transaction monitoring systems

Jobbeschreibung

Job Title: Manager - Transaction Monitoring (AML)

Role Purpose

To monitor, investigate, and mitigate Anti-Money Laundering (AML) and suspicious transaction risks by ensuring timely review of alerts, identifying unusual transaction patterns, and maintaining compliance with regulatory and internal AML requirements.

Key Responsibilities

• Lead the Transaction Monitoring team and oversee end-to-end review of AML alerts generated through monitoring systems.
• Analyze customer transactions to identify suspicious activities, unusual patterns, and potential money laundering or terrorist financing risks.
• Ensure timely investigation, documentation, and closure/escalation of alerts as per regulatory requirements.
• Prepare and review Suspicious Transaction Reports (STRs/SARs) for submission to the Compliance and Financial Intelligence Unit (FIU).
• Monitor adherence to AML, KYC, Sanctions Screening, and regulatory guidelines.
• Conduct quality reviews and provide guidance/training to team members on AML typologies and investigation techniques.
• Coordinate with Business, Operations, Compliance, and Risk teams for information gathering and resolution of cases.
• Prepare MIS, dashboards, trend analysis, and management reports related to transaction monitoring activities.
• Support audits, regulatory inspections, and compliance reviews.

Eligibility

• Graduate/Postgraduate in Finance, Commerce, Business Administration, or related discipline.
• 6-10 years of experience in AML, Transaction Monitoring, Financial Crime Compliance, or Fraud Risk Management.
• Strong understanding of AML regulations, KYC requirements, sanctions screening, STR filing, and banking operations.
• CAMS certification will be preferred.