Analyst, Portfolio Compliance

Connor, Clark & Lunn Financial Group; Gurugram District; Hybride; INR 1 400 000 - 2 100 000; Plein temps

Résumé du poste

Connor, Clark & Lunn Financial Group in Gurugram, India seeks a Portfolio Compliance Analyst to join its Portfolio Compliance Team. You will develop and monitor pre-trade and post-trade rules using Charles River, and report to managers and regulators while collaborating with multiple groups.

Ideal candidates have 2–5 years in asset management compliance, strong analytical and project-management skills, and proficiency in MS Excel; experience with Charles River is a plus.

Qualifications

• 2–5 years of asset management compliance experience.
• Solid understanding of portfolio compliance within risk framework.
• Attention to detail, accuracy and timeliness.
• Analytical mindset with problem-solving skills.
• Curiosity and willingness to ask questions.
• Strong collaboration across teams and good communication.
• Strong project management skills.
• Organized and able to manage multiple tasks.
• Tech-savvy with quick adoption of new systems; MS Excel proficiency; Charles River experience is a plus.

Responsabilités

• Create and monitor pre-trade and post-trade compliance rules using Charles River across asset classes.
• Use FundApps to monitor and report beneficial ownership, short selling, and takeover panel disclosures.
• Prepare compliance certificates and reports for managers, clients and regulators.
• Collaborate with portfolio management, operations and legal to address compliance questions.
• Maintain and improve portfolio compliance procedures and controls.
• Lead projects varying in scope and size.

Connaissances

Compliance experience

Risk management

Operational excellence

Critical thinking

Curiosity

Communication

Project management

Organization

MS Excel

Charles River

Outils

Charles River

MS Excel

Description du poste

We are looking for a Portfolio Compliance Analyst to join our Portfolio Compliance Team at Connor, Clark & Lunn Financial Group in Gurugram, India. Compliance plays a critical role in the investment process and in this position, you will have the opportunity to work alongside our institutional portfolio managers and affiliate compliance officers. The role of compliance continues to evolve in complexity and importance. This is a fantastic opportunity to be part of a growing team whose scope and visibility continues to increase!

What Will You Do:

• Using Charles River to create and monitor pre-trade and post-trade compliance rules across all asset classes and security types. These compliance rules are derived from client mandates, global regulations, industry best practices, and firm wide guidelines.
• Using FundApps to monitor and report beneficial ownership, short selling, and takeover panel disclosures.
• Preparing compliance certificates and compliance reports either internally for managers or externally for clients and regulators.
• Working with various business groups within the company (portfolio management, operations, legal). You will be answering their compliance related questions and helping resolving issues.
• Maintaining and continuously improving portfolio compliance related procedures and controls.
• Taking a lead role in projects that vary in scope and size.

What You Bring:

• A Passion for Compliance – You have two to five years of experience in Asset Management performing a compliance related function.
• Risk Intelligent Mindset – You have a solid understanding of portfolio compliance and its role within a broader risk management framework.
• A Passion for Operational Excellence – You display a professional attitude where attention to detail, accuracy and timeliness are critical success factors in achieving your goals and objectives.
• Critical Thinking – You possess an analytical mindset and like to solve problems.
• Curiosity – You are inquisitive and are not afraid to ask questions.
• Collaborative Communication – You communicate effectively and have a collaborative sprit that helps you to work well with others.
• Project Management – You have strong project management skills.
• Organization - You are organized and can manage multiple tasks and interruptions.
• Technology Savvy – You are able to pick up new systems and tools quickly. You have advanced computer skills with an emphasis on MS Excel. Charles River experience is an asset.

#LI-HYBRID #LI-AJ1

CC&L Financial Group is committed to creating a diverse and inclusive environment and is proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to gender, ethnicity, religion, sexual orientation or expression, disability, or age.

Your application will be reviewed by a member of the hiring team - AI is not used in the screening, assessment or selection of applications at this time.