Analyst, Portfolio Compliance

Connor, Clark & Lunn group; India; On-site; INR 700,000 - 1,100,000; Full time

Job summary

Connor, Clark & Lunn Financial Group Ltd. in Gurugram, India is seeking a Portfolio Compliance Analyst to join our Portfolio Compliance Team. The role involves developing and monitoring compliance rules, reporting to managers and regulators, and collaborating with portfolio management, operations, and legal.

You will work with tools like Charles River, FundApps and Excel to ensure robust controls and timely decision support. A strong eye for detail and a proactive, curious mindset are essential.

Qualifications

• 2–5 years of experience in asset management performing a compliance related function.
• Solid understanding of portfolio compliance within a risk management framework.
• Attention to detail, accuracy, and timeliness are critical for success.
• Strong analytical thinking and problem solving abilities.
• Curiosity and willingness to ask questions.
• Excellent communication and collaboration with multiple teams.
• Proven project management skills and ability to handle multiple tasks.

Responsibilities

• Use Charles River to create and monitor pre-trade and post-trade compliance rules across asset classes.
• Use FundApps to monitor and report on ownership, short selling, and disclosures.
• Prepare compliance certificates and reports for managers, clients, and regulators.
• Answer compliance questions and support multiple business groups (portfolio management, operations, legal).
• Maintain and improve portfolio compliance procedures and controls.
• Lead projects of varying scope and size.

Skills

Portfolio compliance

Risk management

Operational excellence

Critical thinking

Curiosity

Collaborative communication

Project management

Organization

Technology savviness

Tools

Charles River

FundApps

MS Excel

Job description

Connor, Clark & Lunn Financial Group Ltd. · Gurugram, Haryana, India

We are looking for a Portfolio Compliance Analyst to join our Portfolio Compliance Team at Connor, Clark & Lunn Financial Group in Gurugram, India. Compliance plays a critical role in the investment process and in this position, you will have the opportunity to work alongside our institutional portfolio managers and affiliate compliance officers. The role of compliance continues to evolve in complexity and importance. This is a fantastic opportunity to be part of a growing team whose scope and visibility continues to increase!

What Will You Do:

• Using Charles River to create and monitor pre-trade and post-trade compliance rules across all asset classes and security types. These compliance rules are derived from client mandates, global regulations, industry best practices, and firm wide guidelines.
• Using FundApps to monitor and report beneficial ownership, short selling, and takeover panel disclosures.
• Preparing compliance certificates and compliance reports either internally for managers or externally for clients and regulators.
• Working with various business groups within the company (portfolio management, operations, legal). You will be answering their compliance related questions and helping resolving issues.
• Maintaining and continuously improving portfolio compliance related procedures and controls.
• Taking a lead role in projects that vary in scope and size.

What You Bring:

• A Passion for Compliance – You have two to five years of experience in Asset Management performing a compliance related function.
• Risk Intelligent Mindset – You have a solid understanding of portfolio compliance and its role within a broader risk management framework.
• A Passion for Operational Excellence – You display a professional attitude where attention to detail, accuracy and timeliness are critical success factors in achieving your goals and objectives.
• Critical Thinking – You possess an analytical mindset and like to solve problems.
• Curiosity – You are inquisitive and are not afraid to ask questions.
• Collaborative Communication – You communicate effectively and have a collaborative sprit that helps you to work well with others.
• Project Management – You have strong project management skills.
• Organization - You are organized and can manage multiple tasks and interruptions.
• Technology Savvy – You are able to pick up new systems and tools quickly. You have advanced computer skills with an emphasis on MS Excel. Charles River experience is an asset.