Trade Surveillance - Senior Associate/ Associate

JPMorgan Chase & Co.; Dublin; On-site; EUR 70,000 - 110,000; Full time

Job summary

JPMorgan Chase & Co. in Dublin seeks a Trade Surveillance – Senior Associate/Associate for its EMEA Compliance Surveillance team. You will review alerts and help ensure compliance with MAR and firm policies.

The role collaborates with Investment Banking and Wealth Management, partners with technology teams, and contributes to program enhancements while maintaining high analytical rigor. Experience in financial markets and strong communication skills are essential.

Qualifications

• Working knowledge of financial markets with interest in trading Fixed Income/Equity products.
• Experience within Corporate Investment Bank/Wealth Management.
• Strong analytical skills and detail oriented.
• Knowledge of MAR and applicable regulations.
• Ability to partner with key stakeholders and technology partners.
• Initiative, judgement and ability to prioritise conflicting demands.
• Strong organisational skills, able to work under pressure.
• Excellent written and verbal communication abilities.

Responsibilities

• Review CIB/Wealth Management trade surveillance alerts for key risks.
• Carry out regular non-alerting reviews and ad hoc searches.
• Engage with Compliance teams, surveillance tech partners and stakeholders.
• Collaborate with regional colleagues to identify program efficiencies.
• Contribute to various ad hoc surveillance projects.

Skills

Financial markets knowledge

Trade surveillance experience

Analytical skills

MAR knowledge

Stakeholder collaboration

Initiative & judgement

Prioritisation under pressure

Independent and team work

Communication skills

Non-English language skills welcome

Education

Degree or overseas equivalent

Job description

The EMEA Compliance Surveillance team (“Surveillance”) monitors and analyses the sales, trading and banking activities conducted by the Corporate Investment Bank and Asset/Wealth Management business as well as undertaking the surveillance of electronic communications (e.g. e-mail, Bloomberg etc.) and telephone communications.

As a Trade Surveillance – Senior Associate/ Associatein our Surveillance team, you will be a part of the Trade Surveillance team covering Corporate Investment Bank/Wealth Management. Our team utilises and develops electronic tools and integrative techniques to detect potential and/or actual violations of the Firm’s policies and legal/regulatory requirements. Additionally, as part of our team, you will work in close partnership with various Compliance teams and groups across the Firm. If you are driven, proactive with a keen interest in financial markets and Investment Banking activities, you may be the perfect fit for our team.

Job responsibilities

• Review Corporate Investment Bank/Wealth Management trade surveillance alerts covering key risks such as Market Manipulation, and Insider Dealing
• Carry out regular non-alerting reviews as well as ad hoc searches
• Engage with business aligned Compliance teams, surveillance technology partners and other key stakeholders
• Collaborate with regional colleagues in identifying program efficiencies and enhancements
• Contribute to different ad hoc projects

Required qualifications, capabilities, and skills

• You have a good working knowledge of the financial markets, and an interest in the trading of Fixed Income/Equity products
• Previous experience within Corporate Investment Bank/Wealth Management
• You have strong analytical skills and are detail orientated
• You have knowledge of relevant legislation (MAR)
• You have the ability to effectively partner with key stakeholders and technology partners
• Additionally you possess:
  • initiative and judgement
  • the ability to prioritise conflicting demands, be proactive, well-organised and work under pressure
  • skills to work with management and forge strong partnerships with colleagues
  • the ability to work independently and in teams and the readiness to share knowledge
  • strong oral and written communication skills

Preferred qualifications, capabilities, and skills

• Degree or overseas equivalent would be desirable but not essential
• Experience in the development and implementation of system enhancements including the documentation of business requirements
• Non-English language skills welcome
• Experience in reviewing trade surveillance alerts is advantageous