Part-Time Compliance Lead – Financial Services & Pensions

360 Search

Leinster

On-site

EUR 40,000 - 60,000

Part time

6 days ago
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Job summary

360 Search, a long-established financial services intermediary regulated by the Central Bank of Ireland, is seeking an experienced compliance professional for a part-time role (3 days per week) to own the compliance function.

You will ensure adherence to Consumer Protection Code, Fitness & Probity Standards, Minimum Competency Code and AML regulations, conduct annual reviews, supervise training, and drive robust controls while supporting the General Manager.

Qualifications

  • Significant experience within a financial services intermediary.
  • Experience in compliance, risk or regulatory roles is preferred.
  • Understanding of Irish regulatory framework and intermediary setting.

Responsibilities

  • Understand statutory and regulatory requirements and stay updated.
  • Ensure compliance with Consumer Protection Code, Fitness & Probity, MCC, AML.
  • Conduct annual Fitness & Probity reviews.
  • Review MCC accreditation and CPD requirements.
  • Maintain systems, procedures and controls.
  • Submit regulatory returns to Central Bank on time.
  • Assess business risks and implement controls.
  • Train staff in compliance, AML, and Data Protection.
  • Monitor client complaints and regulatory responses.
  • Carry out sample compliance testing of client files.
  • Close compliance gaps and update procedures.
  • Support the General Manager with compliance training.

Skills

Regulatory compliance
Financial services knowledge
Communication skills
Time management

Education

Full QFA qualification
ACOI qualification or similar

Job description

360 Search, a long-established financial services intermediary regulated by the Central Bank of Ireland, is seeking an experienced compliance professional for a part-time role (3 days per week) to own the compliance function.

You will ensure adherence to Consumer Protection Code, Fitness & Probity Standards, Minimum Competency Code and AML regulations, conduct annual reviews, supervise training, and drive robust controls while supporting the General Manager.

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Equal Opportunities Employer