Compliance Specialist

Le Meas Executive Search; Dublin; On-site; EUR 70,000 - 100,000; Full time

Job summary

Le Meas Executive Search is seeking an experienced compliance professional to oversee UCITS, AIFMD and MiFID regulatory matters for asset management clients. The role involves shaping policies, providing regulatory guidance, and supporting regulatory reporting to Boards and regulators.

The position emphasizes strong governance with oversight of delegated entities and collaboration with senior stakeholders to drive regulatory change and a robust compliance culture.

Qualifications

• 3–5 years’ relevant compliance, asset management or consultancy experience.
• Direct experience within a Super ManCo, ideally with AIIM/MiFID top-up exposure.
• Strong knowledge of UCITS, AIFMD and MiFID legislation and regulations.
• Experience in regulatory reporting, compliance oversight and regulatory implementation.
• Honours bachelor’s degree; relevant professional qualification or progress toward one preferred.
• Strong analytical, communication and stakeholder-management skills.

Responsibilities

• Draft and maintain policies and procedures in line with UCITS, AIFMD and MiFID requirements
• Provide regulatory advice, conduct gap analyses and support regulatory change projects
• Prepare regulatory, committee and Board reports and support CBI/CSSF reporting
• Implement and enhance compliance processes, including suitability, due diligence and investment advices
• Provide second-line oversight of UCITS/AIF documentation, fund launches and periodic reviews
• Oversee key delegates, including depositaries, investment managers and transfer agents
• Support the CCO and Compliance team with governance, reporting and regulatory matters
• Promote a strong compliance culture and provide team support as required

Skills

Analytical skills

Communication skills

Stakeholder management

Education

Honours bachelor’s degree; professional qualification preferred

Job description

• Draft and maintain policies and procedures in line with UCITS, AIFMD and MiFID requirements
• Provide regulatory advice, conduct gap analyses and support regulatory change projects
• Prepare regulatory, committee and Board reports and support CBI/CSSF reporting
• Implement and enhance compliance processes, including suitability, due diligence and investment advices
• Provide second-line oversight of UCITS/AIF documentation, fund launches and periodic reviews
• Oversee key delegates, including depositaries, investment managers and transfer agents
• Support the CCO and Compliance team with governance, reporting and regulatory matters
• Promote a strong compliance culture and provide team support as required

Key Qualifications & Experience

• 3–5 years’ relevant compliance, asset management or consultancy experience
• Direct experience within a Super ManCo, ideally with AIIM/MiFID top-up exposure
• Strong knowledge of UCITS, AIFMD and MiFID legislation and regulations
• Experience in regulatory reporting, compliance oversight and regulatory implementation
• Honours bachelor’s degree; relevant professional qualification or progress toward one preferred
• Strong analytical, communication and stakeholder-management skills