Compliance Officer, UCITS/AIFM – Hybrid

SEI Corporation; Dublin; Hybrid; EUR 70,000 - 100,000; Full time

Benefits offered by this job

Healthcare for you and dependents up t

Pension Scheme

Tax Saver Travel Benefits

Bike to Work Scheme

On-site Gym with Fitness Classes

Life Assurance

Annual Employee Share Participation

Job summary

SEI Investments is seeking a Compliance Officer SIGL to support the Designated Person for Regulatory Compliance and the Chief Compliance Officer. You will help oversee UCITS/AIFM compliance, engage with the Irish regulator, and contribute to investor protection within a collaborative Legal and Compliance team.

Hybrid work and a dynamic regulatory environment are offered. The ideal candidate has 3–5 years in Investment Funds Services in Europe, strong regulatory knowledge, and excellent

Qualifications

• 3–5 years’ Investment Funds Services experience in Europe.
• Deep understanding of UCITS, AIFMD and EU regulatory requirements.
• Knowledge of Irish Funds regulatory environment and related laws.
• Finance-related degree preferred; compliance qualifications preferable.
• Proven experience in Compliance or related area.
• Strong communication and attention to detail.

Responsibilities

• Conduct daily oversight of the investment monitoring process for SIGL’s funds and elevate where applicable.
• Complete reviews from the compliance monitoring programme within required timeframes.
• Follow-up on AML, AIFMD, UCITS and outsourcing findings and deliverables.
• Review correspondence from Central Bank of Ireland and service providers for timely response.
• Analyse regulatory developments and assess impact on the business.
• Develop understanding of the business, operating environment and fund structures.
• Liaise on developing and implementing the compliance training programme.
• Maintain employee Code of Conduct registers and attestations.
• Oversee core regulatory registers (Breaches, Complaints, Errors).
• Prepare monthly and quarterly compliance reports for the Board and regulatory filings.
• Collaborate with teams on ad-hoc projects and risk assessments.

Skills

Regulatory compliance

Attention to detail

Communication

Team player

Integrity

Education

Bachelor's degree in Finance or related field

Compliance qualification

Job description

SEI Investments is seeking a Compliance Officer SIGL to support the Designated Person for Regulatory Compliance and the Chief Compliance Officer. You will help oversee UCITS/AIFM compliance, engage with the Irish regulator, and contribute to investor protection within a collaborative Legal and Compliance team.

Hybrid work and a dynamic regulatory environment are offered. The ideal candidate has 3–5 years in Investment Funds Services in Europe, strong regulatory knowledge, and excellent