Senior Non - AFC Assurance Manager

3111 UOB Indonesia; Jakarta Pusat; On-site; IDR 167,400,000 - 279,000,000; Full time

Job summary

3111 UOB Indonesia seeks a Compliance Review lead to manage the end-to-end execution of compliance reviews under the Compliance Plan in a structured team setting. The role includes supervising staff, preparing detailed reports, and ensuring timely corrective actions on findings within the risk and control framework.

Responsibilities extend to RRCSA implementation and the management of Electronic Communications Surveillance documentation and reporting, with additional duties as assigned by the

Qualifications

• Experience in compliance review and risk assessment.
• Ability to supervise a team and coordinate with other functions.
• Strong report writing and documentation skills.

Responsibilities

• Lead the execution of Compliance Review in the team per the Compliance Plan.
• Discuss findings for follow-up by related functions.
• Prepare Compliance Review reports.
• Supervise and document Compliance Review work papers.
• Monitor completion of corrective actions on findings.
• Prepare monthly reports on tasks and responsibilities of Non AFC Assurance.
• Execute RRCSA implementation and assist in creating the Compliance Plan.
• Supervise and document Electronic Communications Surveillance execution and reporting.
• Perform other compliance-related duties as assigned.

Job description

Company: 3111 UOB Indonesia About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and offices. Our history spans more than 80 years. Over this time, we have been guided by our values – Honorable, Enterprising, United and Committed. This means we always strive to do what is right, build for the future, work as one team and pursue long-term success. It is how we work, consistently, be it towards the company, our colleagues or our customers.

Job Description

• Memimpin pelaksanaan Compliance Review dalam tim sesuai dengan Compliance Plan dan melakukan supervisi atas pekerjaan tim.
• Termasuk di dalamnya:
• Berdiskusi atas temuan yang perlu ditindaklanjuti oleh fungsi kerja terkait.
• Menyusun Laporan Compliance Review.
• Melakukan supervisi dan penatausahaan dokumen/kertas kerja Compliance Review atas pekerjaan tim.
• Memantau penyelesaian tindak lanjut perbaikan (corrective action plan) atas temuan oleh fungsi kerja terkait.
• Menyusun laporan bulanan atas pelaksanaan tugas dan tanggung jawab unit kerja Non AFC Assurance.
• Melakukan implementasi Regulatory Risk and Control Self Assessment (RRCSA) dan membantu pembuatan Compliance Plan.
• Melakukan supervisi serta penatausahaan dokumen pelaksanaan Electronic Communication Surveillance dan pelaporannya.
• Melakukan tugas-tugas lainnya yang terkait dengan fungsi kepatuhan atau yang diberikan oleh atasan.

Additional Requirements

Be a Part of the UOB Family

We value our people and invest in them as we look to fulfil our purpose of building the future of ASEAN. We seek to create a collaborative and progressive environment for them to succeed in their careers for the long term.

UOB is an equal opportunity employer. UOB does not discriminate on the basis of a candidate's age, race, gender, color, religion, sexual orientation, physical or mental disability, or other non-merit factors. All employment decisions at UOB are based on business needs, job requirements and qualifications. If you require any assistance or accommodations to be made for the recruitment process, please inform us when you submit your online application.

UOB is rated as one of the world's top banks, ranked 'Aa1' by Moody's Investors Service and 'AA-' by both S&P Global and Fitch Ratings. With a global network of 500 branches and offices across 19 countries in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia, Thailand and Vietnam, as well as branches and offices throughout the region.

Career Site: UOB Career site