WealthTech Compliance Lead – ISDA & SFC Expert

Huatai Financial Holdings (Hong Kong) Limited; Hong Kong; On-site; HKD 400,000 - 800,000; Full time

Job summary

Huatai International Financial Holdings Company Limited is seeking a compliance professional to manage day-to-day adherence to regulatory requirements across wealth management and securities activities. The role involves reviewing agreements, implementing SFC rules, and coordinating ISDA documentation with Legal, Compliance, Risk, and Operations.

The candidate will act as a liaison for regulatory interpretations and contribute to policy development.

Qualifications

• Bachelor degree in Law, Finance, Business, Compliance or related discipline.
• Minimum 3 years in business compliance management or related roles.
• Experience supporting ISDA documentation and OTC derivatives workflows.
• Solid understanding of SFC conduct requirements and license scope.
• Ability to coordinate Legal and Compliance reviews and draft terms.
• Fluent English and Chinese; Mandarin and Cantonese preferred.

Responsibilities

• Review client service, business cooperation, distribution and counterparty agreements.
• Implement SFC regulatory requirements through procedures and controls.
• Coordinate ISDA documentation and approvals with Legal, Compliance and Risk.
• Maintain departmental procedures, approval matrices and documentation standards.
• Provide training and translate requirements into workflows.

Skills

ISDA documentation

Regulatory compliance

Cross-functional coordination

Drafting

English and Chinese

Legal review

Education

Bachelor degree in Law/Finance/Business/Compliance

Job description

Huatai International Financial Holdings Company Limited is seeking a compliance professional to manage day-to-day adherence to regulatory requirements across wealth management and securities activities. The role involves reviewing agreements, implementing SFC rules, and coordinating ISDA documentation with Legal, Compliance, Risk, and Operations.

The candidate will act as a liaison for regulatory interpretations and contribute to policy development.