Wealth Management Compliance Lead (HK Regulations & Training)

Morgan McKinley; Hong Kong; On-site; HKD 700,000 - 1,000,000; Full time

Job summary

Morgan McKinley seeks an experienced Compliance Manager to join our wealth management compliance team in Hong Kong. You will review and update policies reflecting regulatory changes and business needs, and provide regulatory guidance on wealth management products, initiatives, and regional expansion.

You will also manage regulatory enquiries, conduct monitoring, identify issues, and deliver training to promote policy awareness across the organization.

Qualifications

• Bachelor's degree in a relevant field or equivalent.
• Minimum 5 years of experience in wealth management compliance or related regulatory roles.
• Solid understanding of Hong Kong wealth management regulations and regulatory expectations.

Responsibilities

• Review and update compliance manuals, policies, and procedures to reflect regulatory changes and business needs.
• Provide regulatory guidance on wealth management products, initiatives, and regional expansion.
• Manage regulatory enquiries and coordinate responses with regulators and overseas offices.
• Conduct compliance monitoring, identify issues, and propose improvements to procedures and processes.
• Develop and deliver compliance training to promote policy awareness and a strong compliance culture.

Skills

Wealth management compliance

Regulatory knowledge (HK)

English

Chinese

Training delivery

Education

Bachelor's degree

Job description

Morgan McKinley seeks an experienced Compliance Manager to join our wealth management compliance team in Hong Kong. You will review and update policies reflecting regulatory changes and business needs, and provide regulatory guidance on wealth management products, initiatives, and regional expansion.

You will also manage regulatory enquiries, conduct monitoring, identify issues, and deliver training to promote policy awareness across the organization.