SFC Type 1 Responsible Officer — Compliance & Operations Leader

Pando Finance Limited; Hong Kong; On-site; HKD 1,500,000 - 2,100,000; Full time

Job summary

Pando Finance Limited in Hong Kong is seeking an experienced Responsible Officer to oversee SFC Type 1 activities and supervise daily operations, ensuring full regulatory compliance across trading, settlement, and onboarding processes.

The role requires leadership and strong communication, with English fluency and Cantonese or Mandarin. A strategic mindset to support new business models and target achievement is essential.

Qualifications

• Current SFC Type 1 unconditional RO status.
• At least 5 years of experience in financial services with regulatory exposure.
• Strong leadership and ability to guide cross‑functional teams.
• Excellent English; Cantonese or Mandarin required.
• Knowledge of Virtual Assets, OTC derivatives, or structured products is a plus.

Responsibilities

• Act as Responsible Officer for SFC Type 1 activities.
• Manage compliance and regulatory risk across operations.
• Oversee daily trading, settlement, and onboarding processes.
• Supervise staff to ensure adherence to internal policies and regulations.
• Assist senior management in formulating business strategies and developing new models to reach targets.

Skills

Regulatory compliance

Leadership

Stakeholder comms

English proficiency

Cantonese/Mandarin

Job description

Pando Finance Limited in Hong Kong is seeking an experienced Responsible Officer to oversee SFC Type 1 activities and supervise daily operations, ensuring full regulatory compliance across trading, settlement, and onboarding processes.

The role requires leadership and strong communication, with English fluency and Cantonese or Mandarin. A strategic mindset to support new business models and target achievement is essential.