SFC Compliance Lead & Risk Advisor

Experis (Austria); Hong Kong; On-site; HKD 600,000 - 900,000; Full time

Job summary

Experis in Hong Kong is seeking a compliance professional to support SFC Type 1, 4, 9 regulated businesses and enhance the company-wide compliance culture.

You will report to the Head of Compliance, provide daily advisory to business teams, manage licensing matters with the SFC, draft and update policies, and oversee AML/CTF controls and conflicts-of-interest governance. Fluency in English, Cantonese and Mandarin is required.

Qualifications

• Bachelor degree or equivalent in Law/Finance/Accounting or related field.
• Strong knowledge of SFO and SFC codes, AML/CTF rules.
• Fluent in English, Cantonese and Mandarin.
• Independent, detail-minded and able to handle multiple tasks under pressure.

Responsibilities

• Provide daily compliance advice to business teams and assess risks for operations, new products and contracts.
• Be main contact with SFC; handle licence matters and regulatory filings.
• Draft and update compliance policies & SOPs.
• Manage Chinese walls, conflict-of-interest, staff trading monitoring and AML/CTF controls.
• Conduct compliance reviews, track SFC regulatory updates, organise compliance training.
• Handle ad-hoc compliance tasks.

Skills

SFC knowledge

Regulatory risk mgmt

Advisory skills

Policy drafting

Stakeholder mgmt

Education

Bachelor degree in Law/Finance/Accounting

Job description

Experis in Hong Kong is seeking a compliance professional to support SFC Type 1, 4, 9 regulated businesses and enhance the company-wide compliance culture.

You will report to the Head of Compliance, provide daily advisory to business teams, manage licensing matters with the SFC, draft and update policies, and oversee AML/CTF controls and conflicts-of-interest governance. Fluency in English, Cantonese and Mandarin is required.