Senior Responsible Officer & Operations Lead (SFC)

MC Financial Services Limited; Hong Kong; On-site; HKD 48,000 - 80,000; Full time

Job summary

HEXFLOW HOLDING LIMITED in Hong Kong seeks a Responsible Officer (SFC Type 1, 4, 9) & Head of Operations to develop and implement policies, procedures and internal controls compliant with regulators. The role includes AML/CFT design, risk management and overseeing fund operations and investment projects.

The candidate should hold SFC licenses for Type 1/4/9, have 8+ years in financial services, be detail-oriented, analytical, and fluent in Mandarin and English.

Qualifications

• Holder of valid SFC license(s) for Type 1, 4, and 9 regulated activities.
• At least 8 years of relevant experience in financial services.
• Detail-oriented and highly analytical with proactive problem solving.
• Solid in marketing and investment a plus.
• Proficient PC skills in Word, Excel and Chinese word processing.
• Fluent in Mandarin and English.

Responsibilities

• Develop and implement policies, procedures and internal controls aligned with regulatory requirements.
• Design compliance framework including AML/CFT and risk management.
• Oversee fund operations and investment projects.
• Support fundraising, investor relations, and business development.
• Handle ad-hoc duties as required by the Board.

Skills

SFC licensing knowledge

Regulatory compliance

Bilingual: Mandarin & English

Tools

MS Word

MS Excel

Chinese word processing

Job description

HEXFLOW HOLDING LIMITED in Hong Kong seeks a Responsible Officer (SFC Type 1, 4, 9) & Head of Operations to develop and implement policies, procedures and internal controls compliant with regulators. The role includes AML/CFT design, risk management and overseeing fund operations and investment projects.

The candidate should hold SFC licenses for Type 1/4/9, have 8+ years in financial services, be detail-oriented, analytical, and fluent in Mandarin and English.