HK-based SFC Responsible Officer & Licensing Expert

Hex Trust; Hong Kong; On-site; HKD 800,000 - 1,000,000; Full time

Benefits offered by this job

Competitive Salaries & Bonuses

Generous Amounts of Paid Time Off

Medical & Retirement Plans

Professional Learning Opportunities

Fun office spaces

Regular company events

Job summary

Hex Trust is seeking a Responsible Officer based in Hong Kong to oversee licensing processes and ensure regulatory compliance. The role requires a deep understanding of Hong Kong securities regulations and a minimum of 10 years in financial services, preferably as a Responsible Officer.

Job responsibilities include liaising with the SFC, ensuring compliance, and managing regulatory relationships. Hex Trust offers competitive salaries, generous paid time off, and opportunities for professional development within a supportive environment.

Qualifications

• Must be a current holder of Type 1 and Type 4 licences.
• Minimum of 10 years of relevant experience in financial services.
• In-depth knowledge of Hong Kong securities regulations.
• Familiarity with the virtual asset industry preferred.

Responsibilities

• Act as a Responsible Officer; manage licensing processes.
• Liaise with regulatory bodies like the SFC.
• Ensure compliance with regulatory requirements.
• Conduct reviews of operations and policies.

Skills

Regulatory compliance

Communication skills

Analytical skills

Problem-solving skills

Job description

Hex Trust is seeking a Responsible Officer based in Hong Kong to oversee licensing processes and ensure regulatory compliance. The role requires a deep understanding of Hong Kong securities regulations and a minimum of 10 years in financial services, preferably as a Responsible Officer.

Job responsibilities include liaising with the SFC, ensuring compliance, and managing regulatory relationships. Hex Trust offers competitive salaries, generous paid time off, and opportunities for professional development within a supportive environment.