Regulatory Compliance Specialist – Financial Services

Futu Holdings Limited; Hong Kong; Vor Ort; HKD 420.000 - 700.000; Vollzeit

Zusammenfassung

Futu Holdings Limited in Hong Kong is seeking a Compliance Specialist to manage regulatory investigations and surveys, prepare training for multiple business units, and conduct business reviews to ensure regulatory alignment.

You will advise on legal and compliance matters, develop, review and update policies, and handle ad hoc tasks from the Compliance Department. Proficiency in English and Chinese is required, Mandarin preferred; 3–5 years of experience is expected.

Qualifikationen

• Bachelor’s degree in a relevant discipline.
• 3–5 years of compliance experience in finance or professional services.
• Strong English and Chinese language skills; Mandarin preferred.

Aufgaben

• Handle regulatory investigations and surveys received from regulators.
• Prepare internal training for various business departments.
• Conduct business reviews to ensure compliance with regulatory requirements.
• Conduct research and provide advice on legal and compliance-related matters.
• Develop, review and update compliance policies and procedures.
• Manage other compliance tasks and ad hoc matters as assigned by the Compliance Department.

Kenntnisse

Regulatory compliance

Analytical

Time management

Attention to detail

Multitasking

Bilingual English/Chinese

Ausbildung

Bachelor's degree in Business Administration, Risk Management, Law, or related disciplines

Tools

Regulatory reporting software

Jobbeschreibung

Futu Holdings Limited in Hong Kong is seeking a Compliance Specialist to manage regulatory investigations and surveys, prepare training for multiple business units, and conduct business reviews to ensure regulatory alignment.

You will advise on legal and compliance matters, develop, review and update policies, and handle ad hoc tasks from the Compliance Department. Proficiency in English and Chinese is required, Mandarin preferred; 3–5 years of experience is expected.