Senior Compliance Officer (Regulatory)

Public Finance Limited; Hong Kong; On-site; HKD 420,000 - 660,000; Full time

Job summary

Public Finance Limited in Hong Kong seeks a Compliance professional to formulate and maintain policies, lead a small team studying new regulations, and advise business units on regulatory issues.

The role prepares compliance reports for management, monitors implementation progress, and performs ad hoc tasks as assigned. Candidates should have a degree in related disciplines and at least 3 years of practical compliance experience.

Qualifications

• Degree in Business Administration, Corporate Governance, Law, or related disciplines.
• Minimum 3 years practical experience in compliance with regulatory compliance preferred.
• Holder of Enhanced Competency Framework Certifications (e.g. ACOP) preferred.
• Good command in both spoken and written English.

Responsibilities

• Assist in formulating and maintaining Compliance policies and procedures.
• Lead a small team to study new regulations or consultation papers and monitor implementation.
• Advise business and supporting units on compliance issues.
• Prepare compliance reports for management review.
• Perform ad hoc tasks as assigned.

Skills

English proficiency

Communication skills

Interpersonal skills

Self-motivated

Education

Degree in Business Administration, Corporate Governance, Law, or related disciplines

Job description

Assist in formulating and maintaining Compliance policies and procedures

Leading a small team to study the new regulations or consultation papers issued by regulatory bodies, and assist in monitoring the progress of the implementation of the regulatory requirements

Advise business and supporting units on compliance issues

Prepare compliance reports for management review

Perform ad hoc tasks as assigned from time to time

Requirements

Degree in Business Administration, Corporate Governance, Law, or related disciplines

Minimum 3 years practical experience in compliance with experience in regulatory compliance is preferred

Holder of applicable Enhanced Competency Framework Certifications (e.g. ACOP) is preferred

Good command in both spoken and written English

Self-motivated, good communication and interpersonal skills

Personal data collected will be treated in the strictest confidence in accordance with ourPersonal Information Collection StatementandPrivacy Policyand will be handled by authorized personnel of Public Bank (Hong Kong) Limited, the holding company of Public Finance Limited, for recruitment-related purposes only. All applications will be kept for a maximum period of one year as may be considered for future or other suitable positions within Public Finance Limited and its associated companies. For details, please visit the Company’s websitehttp://www.publicfinance.com.hk

Public Finance Limited (“Public Finance") is one of the largest financial institutions in Hong Kong which is a deposit-taking company under the supervision of the Hong Kong Monetary Authority.

Public Finance Limited (“Public Finance") is one of the largest financial institutions in Hong Kong which is a deposit-taking company under the supervision of the Hong Kong Monetary Authority.