Senior Regulatory & Compliance Advisor – Financial Services

Deloitte Touche Tohmatsu; Hong Kong; On-site; HKD 900,000 - 1,300,000; Full time

Job summary

Deloitte Touche Tohmatsu's Regulatory & Compliance Advisory team in Hong Kong helps leading financial institutions navigate a complex regulatory landscape across SFC, HKMA, MPFA and global standards.

You will deliver regulatory compliance and advisory projects for banks, securities firms, asset managers, digital asset platforms, and other regulated entities; assess frameworks; support licensing lifecycles; and partner with senior stakeholders on governance, risk and control improvements.

Qualifications

• Bachelor's degree in Finance, Accounting, Business, Economics, or related discipline.
• 1-5+ years of relevant experience in regulatory compliance, risk advisory, internal audit, or financial services consulting.
• Familiarity with Hong Kong regulatory requirements (SFC/HKMA/MPFA) and related frameworks.

Responsibilities

• Deliver regulatory compliance and advisory projects for a broad range of financial services clients (banks, securities firms, asset managers, VATPs, and other regulated entities).
• Assess regulatory compliance frameworks and provide practical recommendations aligned with SFC, HKMA, MPFA, and other regulators.
• Support clients throughout the regulatory licensing lifecycle (license applications, regulator inquiries, ongoing compliance).
• Conduct governance, risk, and control assessments to identify gaps and opportunities for improvement.
• Assist with regulatory remediation and transformation initiatives, including policy development, process redesign, and controls enhancements.

Skills

Analytical skills

Problem solving

Communication skills

English and Chinese proficiency

Education

Bachelor's degree in Finance, Accounting, Business, Economics, or related discipline

Job description

Deloitte Touche Tohmatsu's Regulatory & Compliance Advisory team in Hong Kong helps leading financial institutions navigate a complex regulatory landscape across SFC, HKMA, MPFA and global standards.

You will deliver regulatory compliance and advisory projects for banks, securities firms, asset managers, digital asset platforms, and other regulated entities; assess frameworks; support licensing lifecycles; and partner with senior stakeholders on governance, risk and control improvements.