Associate Director, Compliance Services

Aptitude Asia Limited; Hong Kong; On-site; HKD 1,200,000 - 1,800,000; Full time

Job summary

Aptitude Asia Limited in Hong Kong seeks an Associate Director, Compliance Services to lead day-to-day regulatory operations for a diverse portfolio of licensed entities, including fund managers, brokers, and payment providers. You will provide expert guidance on licensing matters and regulatory inquiries.

The ideal candidate has at least five years of regulatory compliance experience, deep SFC knowledge, and a collaborative, proactive approach to building compliant policies for asset management

Qualifications

• Minimum 5 years of regulatory compliance experience.
• Deep understanding of SFC regulations.
• Experience building policies for asset management.

Responsibilities

• Manage day-to-day compliance operations for licensed entities.
• Provide guidance on licensing and regulatory inquiries.
• Manage compliance projects ensuring timely, compliant delivery.
• Serve as SME on regulations governing Hong Kong financial institutions.
• Participate in business development meetings to share knowledge.

Skills

Regulatory compliance

SFC regulations

Communication skills

Team collaboration

Job description

About the job Associate Director, Compliance Services

Our client, a well-established Fund Services company, is looking to hire an Associate Director to join the expanding Compliance Servicesteam in Hong Kong.

Job Responsibilities:

• Manage the day-to-day compliance operations for a diverse portfolio of licensed entities, including fund managers, broker-dealers, and payment service providers
• Provide expert guidance on complex regulatory matters, particularly related to licensing and regulatory inquiries
• Manage compliance projects to ensure timely completion and adherence to requirements
• Serve as the subject matter expert on regulations governing Hong Kong's financial institutions
• Participate in business development meetings and calls where required to provide product/service knowledge.

Job Requirements:

• Minimum 5 years of experience in regulatory compliance, either within a regulator, regulated firm, or consultancy
• Strong technical expertise in compliance, with a deep understanding of SFC regulations
• Familiarity with building compliance policies and procedures tailored to various business models in the financial services industry, particularly asset management
• Excellent communication skills, a team-oriented mindset, and a proactive, meticulous approach to problem-solving