(Senior) Manager, Treasury and Asset Management Audit, IAD

Industrial and Commercial Bank of China; Hong Kong; On-site; HKD 700,000 - 1,000,000; Full time

Job summary

Industrial and Commercial Bank of China (Asia) Limited (ICBC (Asia)) is seeking an experienced audit professional to oversee an audit team, assess internal controls, and provide advisory services across treasury, asset management and custody operations. The role emphasizes risk mitigation, stakeholder collaboration and professional conduct in a major banking group.

The ideal candidate brings 6+ years in audit within financial institutions, strong English and Chinese communication, and a solid

Qualifications

• Bachelor’s degree or above in Business Administration, Finance, Accounting or relevant disciplines.
• Holder of CPA, CIA, AHKIB or other relevant professional qualifications.
• At least 6 years of audit experience in financial institutions or public accounting firms.
• Experience of auditing in treasury, asset management and custody businesses.
• Sound auditing skills in general banking.
• Good business acumen with knowledge of banking business and operations.
• Strong communication, persuasive and interpersonal skills (oral and written).
• Maintain high level of integrity, objectivity, confidentiality and competency.
• Good command of written & spoken English and Chinese, including Putonghua.

Responsibilities

• Oversee and direct activities of an audit team to conduct audit reviews of business and support functions of the Bank in an effective manner to assure the effectiveness of their system of internal controls
• Liaise with the heads of other departments and sections on controversial audit issues and explain the risk implementations of major audit findings and suggest with an aim to safeguard the Bank’s interests in various aspects
• Provide advisory service to add value in the development of products and services to safeguard the Bank from significant risks
• Help developing and implementing effective audit methodologies / tools for the Section
• Promote an appropriate control culture within the Bank and assure that relevant key control measures are undertaken to minimize the risk exposure of the Bank
• Develop and maintain positive relationship with, and presenting a professional image of the unit to business and support unit of the bank, external auditors and regulators
• Provide guidance and on-the-job training to the team members for maintaining a high performing professional audit team

Skills

Audit leadership

Internal controls

Financial auditing

Banking domain knowledge

Communication skills

Integrity & confidentiality

English & Chinese fluency

Education

Bachelor's degree or above in Business/Finance/Accounting

CPA / CIA / AHKIB or equivalent

Job description

Industrial and Commercial Bank of China (Asia) Limited (“ICBC (Asia)”) is the flagship of overseas business of Industrial and Commercial Bank of China Limited (“ICBC”) – currently the largest commercial bank in China, and it is one of the domestic systemically important banks (D-SIBs) in Hong Kong. Currently, ICBC (Asia) has 52 retail outlets (including 27 “Elite Club” Wealth Management Centres) in Hong Kong. It is engaged in commercial banking, investment banking and other financial services, including those of securities, insurance and funds, with a focus on commercial and retail banking as well as global market business. Chinese Mercantile Bank and ICBC Asset Management (Global) Company Limited, two wholly-owned subsidiaries of ICBC (Asia), specialize in Renminbi services in mainland China and ICBC’s global asset management business respectively.

Job Responsibilities

• Reporting to the Section Head, the jobholder should perform the following duties:
• Oversee and direct activities of an audit team to conduct audit reviews of business and support functions of the Bank in an effective manner to assure the effectiveness of their system of internal controls
• Liaise with the heads of other departments and sections on controversial audit issues and explain the risk implementations of major audit findings and suggest with an aim to safeguard the Bank’s interests in various aspects
• Provide advisory service to add value in the development of products and services to safeguard the Bank from significant risks
• Help developing and implementing effective audit methodologies / tools for the Section
• Promote an appropriate control culture within the Bank and assure that relevant key control measures are undertaken to minimize the risk exposure of the Bank
• Develop and maintain positive relationship with, and presenting a professional image of the unit to business and support unit of the bank, external auditors and regulators
• Provide guidance and on-the-job training to the team members for maintaining a high performing professional audit team

Job Requirements

• Bachelor’s degree or above in Business Administration, Finance, Accounting or relevant disciplines
• Holder of CPA, CIA, AHKIB or other relevant professional qualifications
• At least 6 years of audit experience in financial institutions or public accounting firms,
• Experience of auditing in treasury, asset management and custody businesses
• Sound auditing skills in general banking
• Good business acumen with knowledge of banking business and operations
• Strong communication, persuasive and interpersonal skills (oral and written)
• Maintain high level of integrity, objectivity, confidentiality and competency
• Good command of written & spoken English and Chinese, including Putonghua