Senior Manager, Securities & Venues Advisory

TP ICAP Group; Hong Kong; Hybrid; HKD 1,000,000 - 1,500,000; Full time

Benefits offered by this job

Hybrid work model

Job summary

TP ICAP Group is a world-leading provider of market infrastructure, connecting clients to liquidity and data through diverse products and services. The Compliance Advisory team supports the business to meet high regulatory standards and conduct requirements across regions, including global policies and standards.

The Senior Manager role focuses on Securities & Venues advisory across divisions, collaborating with regional teams to shape strategy, manage risk, and ensure regulatory alignment for

Qualifications

• Significant compliance advisory experience within wholesale financial markets.
• Strong understanding of securities markets, including equity derivatives and venues.
• Knowledge of US SEC/ATS or HK SFC regulations with awareness of UK/EU frameworks.
• Ability to influence senior stakeholders across front office, Compliance, Legal, Risk and Operations.

Responsibilities

• Be part of Securities & Venues Advisory team, delivering high standards of advisory support.
• Engage with Business Heads to provide regulatory and conduct guidance.
• Act as primary contact for senior front office stakeholders on regulatory matters.
• Design and deliver global thematic training to enhance regulatory awareness.
• Review change management initiatives, new products, broking models, and new jurisdictions.
• Represent Compliance at governance forums, influencing decisions and risk management.

Skills

Compliance advisory

Regulatory affairs

Stakeholder management

Market infrastructure

Regulatory change management

Job description

TP ICAP Group is a world-leading provider of market infrastructure, connecting clients to liquidity and data through diverse products and services. The Compliance Advisory team supports the business to meet high regulatory standards and conduct requirements across regions, including global policies and standards.

The Senior Manager role focuses on Securities & Venues advisory across divisions, collaborating with regional teams to shape strategy, manage risk, and ensure regulatory alignment for