Senior Insurance Compliance Manager – Regulation & Training

BOC Group Life Assurance Company Ltd; Hong Kong; On-site; HKD 900,000 - 1,300,000; Full time

Benefits offered by this job

5-day work week

Training & development opportunities

Job summary

BOC Group Life Assurance Company Ltd is seeking a seasoned compliance professional to advise on regulatory issues related to the distribution of tied agents within life insurance. The role includes maintaining comprehensive compliance programs and addressing market conduct standards.

You will support key business initiatives, develop training programs, and coordinate responses to regulators while collaborating with multiple units to ensure robust regulatory alignment.

Qualifications

• Bachelor Degree in Law
• Minimum 8 years relevant experience in life insurance compliance
• Working knowledge of Insurance Ordinance, Securities and Futures Ordinance and MPF Ordinance
• Preference for experience in distribution compliance and market conduct
• Strong stakeholder management, negotiation and bilingual drafting skills

Responsibilities

• Provide advisory services on regulatory compliance relating to sales and distribution of tied agents in life insurance
• Maintain compliance programs addressing market conduct, regulatory and internal guidelines
• Support business initiatives and organize compliance training
• Handle regulator inquiries and collaborate with business units

Skills

Stakeholder management

Negotiation

Analytical skills

Bilingual drafting

Regulatory knowledge

Education

Bachelor Degree in Law

Job description

BOC Group Life Assurance Company Ltd is seeking a seasoned compliance professional to advise on regulatory issues related to the distribution of tied agents within life insurance. The role includes maintaining comprehensive compliance programs and addressing market conduct standards.

You will support key business initiatives, develop training programs, and coordinate responses to regulators while collaborating with multiple units to ensure robust regulatory alignment.