Senior Compliance Manager: Mutual Funds & ETFs

Morgan Half International (Hong Kong) Limited; Hong Kong Island; On-site; HKD 800,000 - 1,200,000; Full time

Job summary

China Re Asset Management (Hong Kong) Company Limited in Hong Kong is seeking a Senior Compliance Manager for mutual funds and ETFs to join a small compliance team. The role is hands-on with investment compliance responsibilities.

You will conduct pre-trade and post-trade reviews using Bloomberg AIM, code rules in Bloomberg AIM, maintain investment compliance policies, and provide compliance guidance to investment teams while handling general compliance tasks.

Qualifications

• Bachelor’s degree or above; Master’s preferred.
• 3–8 years of solid investment compliance experience with hands-on Bloomberg AIM.
• Familiar with Fund Manager Code of Conduct, UT Code, MPF regulations, etc.
• Strong understanding of asset management business and regulatory landscape.
• Proficient in English and Chinese (including Mandarin).

Responsibilities

• Hands-on investment compliance in a team of 6.
• Conduct pre-trade and post-trade reviews in Bloomberg AIM.
• Code rules in Bloomberg AIM.
• Maintain investment compliance policies.
• Provide investment compliance guidance to investment teams.
• Undertake general compliance tasks as needed.

Skills

Bloomberg AIM

Pre-trade review

Post-trade review

Regulatory knowledge

Policy knowledge

English/Chinese

Education

Bachelor’s degree or above

Master’s degree preferred

Tools

Bloomberg AIM

Job description

China Re Asset Management (Hong Kong) Company Limited in Hong Kong is seeking a Senior Compliance Manager for mutual funds and ETFs to join a small compliance team. The role is hands-on with investment compliance responsibilities.

You will conduct pre-trade and post-trade reviews using Bloomberg AIM, code rules in Bloomberg AIM, maintain investment compliance policies, and provide compliance guidance to investment teams while handling general compliance tasks.